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The Alternative Investment Fund Managers Regulations 2013
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- UK Statutory Instruments
- 2013 No. 1773
- PART 3
- Regulation 21
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Disclosure obligations of small registered UK AIFMs
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21.—(1) A small registered UK AIFM must provide the FCA with such information as the FCA may direct under paragraph (2) or (3).
(2) The FCA may direct that a small registered UK AIFM must provide information on—
(a)the main instruments in which the AIFM trades, and
(b)the principal exposures and most important concentrations of the AIFs that it manages,
in order to enable the FCA to monitor systemic risk effectively.
(3) The FCA may direct that a small registered UK AIFM must provide information in relation to its compliance with—
(a)the implementing provisions,
(b)the EuSEF Regulation, or
(c)the EuVECA Regulation,
in order to enable the FCA to discharge its supervisory obligations.
(4) Information provided under paragraph (1) must be given at such times and in such manner, and verified in such manner, as the FCA may direct.
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