F6PART 6Marketing of AIFs

Annotations:
Amendments (Textual)

CHAPTER 1General Provisions

Marketing by full-scope F1Gibraltar AIFMs of certain AIFs49

F31

A full-scope F4Gibraltar AIFM may not market in the United Kingdom an AIF that does not fall within regulation 57(1) unless—

a

in the case of marketing to a professional investor, the FCA has received a regulator's notice in relation to the marketing of the AIF in accordance with Schedule 3 to the Act F5...; or

b

in the case of marketing to a retail investor—

i

the FCA has received a regulator's notice in relation to the marketing of the AIF in accordance with Schedule 3 to the Act; or

ii

the FCA has approved the marketing in accordance with regulation 54 and has not suspended or revoked that approval.

F22

References in this regulation to Schedule 3 to the Act are to that Schedule as it applies in relation to Gibraltar AIFMs and Gibraltar AIFs.