http://www.legislation.gov.uk/uksi/2013/1773/regulation/69/made
The Alternative Investment Fund Managers Regulations 2013
en
King's Printer of Acts of Parliament
2016-08-31
FINANCIAL SERVICES AND MARKETS
These Regulations implement in part Directive 2011/61/EU of the European Parliament and of the Council on Alternative Investment Fund Managers (“AIFMD”), Regulation (EU) No 231/2013 supplementing AIFMD, Regulation (EU) No 345/2013 on European venture capital funds and Regulation (EU) No 346/2013 on European social entrepreneurship funds, and an element of Directive 2011/89/EU of the European Parliament and of the Council amending Directives 98/78/EC, 2002/87/EC, 2006/48/EC and 2009/138/EC as regards the supplementary supervision of financial entities in a financial conglomerate. The Financial Conduct Authority (“FCA”) is responsible for implementing other parts of AIFMD. A transposition note setting out how AIFMD and Directive 2011/89/EU will be transposed into UK law will be available on HM Treasury’s website (www.hm-treasury.gov.uk).
The Alternative Investment Fund Managers Regulations 2013
reg. 5A
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 8
8A
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(c)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 54(9)
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(h)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 59(5)
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(i)
(ii)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 2(1)(c)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(2)(c)(ii)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 2(4)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(3)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 5A
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(5)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 8
8A
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(6)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 49(c) and word
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(10)(d)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 54(9)
(10)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(12)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 59(5)
(6)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(15)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 29(1)(b)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(3)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
reg. 49(c)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(5)(c)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
reg. 56-56C
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(7)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
PART 7Duties and powers of the FCA
Exchange of information relating to potential systemic consequences of AIFM activity69
The FCA must communicate information to—
a
competent authorities,
b
ESMA, and
c
the ESRB,
where the information is relevant for monitoring and responding to the potential implications of the activities of individual AIFMs or AIFMs collectively for the stability of systemically relevant financial institutions and the orderly functioning of markets on which AIFMs are active.