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The Alternative Investment Fund Managers Regulations 2013
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- UK Statutory Instruments
- 2013 No. 1773
- SCHEDULE 1
- PART 1
- Paragraph 14
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14. In section 199 (additional procedure for EEA firms in certain cases) M1—U.K.
(a)in subsection (3A), for “or (f)”, substitute “ , (f) or (h) ”;
(b)in subsection (3B) for “to (8)” substitute “ and (5) ”;
(c)after subsection (5), insert—
“(5A) Subsections (6) to (8) apply to an incoming EEA firm other than a firm falling within paragraph 5(da) or (h) of Schedule 3.”.
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M1Section 199 was amended by paragraph 39 of Schedule 4 to the Financial Services Act 2012 and by S.I. 2007/126, S.I. 2007/3253, S.I. 2011/1613, S.I. 2012/916 and S.I. 2012/2015.
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