Section 40 was amended by the 2004 Act, section 319(1) and Schedule 12, paragraphs 34 and 51 and S.I. 2004/355.

S.I. 2005/3378.

http://www.legislation.gov.uk/uksi/2013/2734/schedule/3/paragraph/32The Occupational and Personal Pension Schemes (Disclosure of Information) Regulations 2013texttext/xmlenStatute Law DatabasePENSIONS2023-06-07Expert Participation2023-04-06These Regulations impose requirements on occupational pension schemes and personal pension schemes relating to the provision of information. The Regulations replace the Personal Pension Schemes (Disclosure of Information) Regulations 1987 (S.I. 1987/1110) and the Occupational Pension Schemes (Disclosure of Information) Regulations 1996 (S.I. 1996/1655) which are now revoked. The provisions of those Instruments that are carried forward are consolidated and amended.SCHEDULESSCHEDULE 3Information to be given on requestPART 5Information that applies to the scheme32.

Except where the scheme is a trust scheme that applies to earners in employments under different employers, where the scheme has employer-related investments (within the meaning of section 40(2) of the 1995 Act (restriction on employer-related investments)), a statement—

(a)

as to the percentage of the scheme's resources invested in such investments at the end of the year,

(b)

if that percentage exceeds 5%, as to the percentage of the scheme's resources that are investments to which regulation 13 of the Occupational Pension Schemes (Investment) Regulations 2005 (investments to which restrictions do not apply) applies, and

(c)

if any resources of the scheme are invested in contravention of subsection (1) of section 40 of the 1995 Act—

(i)

as to the steps the trustees or managers of the scheme have taken or propose to take to secure that the scheme complies with that section, and

(ii)

as to the time when any proposed steps will be taken.

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Section 40 was amended by the 2004 Act, section 319(1) and Schedule 12, paragraphs 34 and 51 and
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