The School and Early Years Finance (England) Regulations 2013
PART 1
1Citation, commencement, application and interpretation
2Revocation
3Amendments
PART 2
CHAPTER 1
4The non-schools education budget
5Initial determination of a local authority’s schools budget
6The schools budget
7Exceptions
8Determination of the individual schools budget for the funding period and limit on increase in central expenditure
9Consultation
10Formulae for determination of budget shares etc for certain maintained schools and early years providers
11Determination of allocation of budget shares etc for the funding period
CHAPTER 2
12Applications to the schools forum and the Secretary of State
PART 3etc
CHAPTER 1
13Pupil numbers
14Places
15Social deprivation
16Special arrangements for pupils in maintained nursery schools and nursery classes and for children receiving relevant early years provision, exempt early years provision and community early years provision
17Differential funding
18Additional requirements, factors or criteria
19Minimum funding guarantee
20Sixth form funding
21New schools, merged schools and closing schools
22Federated schools
CHAPTER 2
23Pupils permanently excluded from, or leaving, maintained schools
24Correction of errors and changes in non-domestic rates
25Alternative arrangements approved by Secretary of State
PART 4
26Required content of schemes
27Approval by the schools forum or the Secretary of State of proposals to revise schemes
28Publication of schemes
SCHEDULE 1CLASSES OR DESCRIPTIONS OF PLANNED EXPENDITURE PRESCRIBED FOR THE PURPOSES OF THE NON-SCHOOLS EDUCATION BUDGET OF A LOCAL AUTHORITY
1Special educational provision
2Expenditure in connection with the local authority’s functions under sections...
3Expenditure on monitoring the provision for pupils in schools for...
4Expenditure on collaboration with other statutory and voluntary bodies to...
5Expenditure in connection with— (a) the provision of parent partnership...
6Expenditure on carrying out the authority’s child protection functions under...
7Expenditure incurred in entering into, or subsequently incurred pursuant to,...
8Expenditure on the provision of special medical support for individual...
9School improvement
10Access to education
11Expenditure arising from the authority’s functions under Chapter 2 of...
12Expenditure on the provision of support for students under regulations...
13Expenditure on discretionary grants paid under section 1(6) or 2...
14Expenditure on the payment of 16-19 Bursaries.
15Expenditure on the provision of tuition in music, or on...
16Expenditure incurred in enabling pupils to enhance their experience of...
17Expenditure on outdoor education centres, but not including centres wholly...
18Additional education and training for children, young persons and adults
19Expenditure on the provision by the local authority under sections...
20Strategic management
21Other functions
22Expenditure on establishing and maintaining those electronic computer systems, including...
23Expenditure on monitoring National Curriculum assessment arrangements required by orders...
24Expenditure in connection with the authority’s functions in relation to...
25Expenditure in respect of the dismissal or premature retirement of,...
26Expenditure in respect of a teacher’s emoluments under section 19(9)...
27Expenditure on the appointment of governors, the making of instruments...
28Expenditure on making pension payments, other than in respect of...
29Expenditure on insurance, other than for liability arising in connection...
30Expenditure in connection with powers and duties performed under Part...
SCHEDULE 2CLASSES OR DESCRIPTIONS OF PLANNED EXPENDITURE PRESCRIBED FOR THE PURPOSES OF THE SCHOOLS BUDGET OF A LOCAL AUTHORITY WHICH MAY BE DEDUCTED FROM IT TO DETERMINE THE INDIVIDUAL SCHOOLS BUDGET
PART 1Central Services
1Expenditure on the operation of the system of admissions of...
2Expenditure in connection with the authority’s functions under section 47A...
3CERA incurred for purposes not falling within any other paragraph...
4Expenditure in respect of— (a) prudential borrowing;
5Any deductions under any of paragraphs 1, 2, 3, 4(a),...
PART 2Central Schools Expenditure
6Expenditure on pay arrears due to staff employed at maintained...
7Expenditure pursuant to section 18 of the 1996 Act in...
8Expenditure due to a significant growth in pupil numbers as...
9Expenditure to be incurred due to a decline in pupil...
10Expenditure to be incurred prior to the opening of new...
11Expenditure in order to make provision for extra classes in...
12Expenditure on licences which are negotiated centrally by the Secretary...
13Remission of boarding fees payable in connection with the attendance...
PART 3Central Early Years Expenditure
14Expenditure on early years provision, excluding expenditure—
15Expenditure on determining— (a) the eligibility for free school meals...
PART 4Children And Young People With High Needs
16Expenditure in respect of pupils with special educational needs in...
17Expenditure in respect of pupils— (a) with special educational needs...
18Expenditure in respect of persons provided with further education who...
19Expenditure on support services for children who have a statement...
20Expenditure for the purposes of encouraging— (a) collaboration between special...
21Expenditure incurred in relation to education otherwise than at school...
22Expenditure on the payment of fees in respect of children...
23Expenditure on hospital education services, aside from expenditure on hospital...
24Expenditure on special schools and pupil referral units in financial...
25Expenditure on costs in connection with private finance initiatives and...
26Expenditure on the purchase of CRC Energy Efficiency Scheme allowances...
PART 5Items That May Be Removed From Maintained Schools’ Budget Shares
27Expenditure (other than expenditure referred to in Schedule 1 or...
28Expenditure on determining the eligibility of a pupil for free...
29Expenditure on making payments to, or in providing a temporary...
30Expenditure on making payments to, or in providing a temporary...
31Expenditure on making payments to, or in providing a temporary...
32Expenditure on making payments to, or in providing a temporary...
33Expenditure on insurance in respect of liability arising in connection...
34Expenditure on services to schools provided by museums and galleries....
35Expenditure on library services.
36Expenditure on licence fees or subscriptions paid on behalf of...
37Expenditure on the schools’ specific contingency.
38Expenditure for the purposes of— (a) improving the performance of...
SCHEDULE 3ADDITIONAL REQUIREMENTS, OR FACTORS OR CRITERIA WHICH MAY BE TAKEN INTO ACCOUNT, IN A LOCAL AUTHORITY’S FORMULA UNDER REGULATION 18
PART 1Applicable only to budget shares for maintained schools
1A single sum for primary schools— (a) other than middle...
2A single sum for secondary schools— (a) other than middle...
3(1) Subject to sub-paragraph (5), in respect of pupils at...
4In respect of pupils at key stages 3 and 4,...
5A single per pupil amount for each pupil, based on...
6A single per pupil amount for each pupil, based on...
7(1) Where the total number of pupils to whom sub-paragraph...
8Where the total number of pupils at key stages 3...
9A single per pupil amount, based on the number of...
10Funding for schools with split sites, where the funding must...
11Non-domestic rates payable in respect of the premises of each...
12Payments in relation to a private finance initiative (including actual...
13Differential salaries of teachers at schools in the county councils...
14(1) In respect of all primary schools to which sub-paragraph...
15(1) Where sub-paragraph (2) applies in respect of secondary schools,...
PART 2Applicable only to budget shares for, and amounts to be allocated to, providers of prescribed early years provision
16Incidence of looked after children.
17Prior attainment of pupils entering a school or children entering...
18Pupils and children for whom English is not their first...
19A single sum for each school, relevant early years provider,...
20Funding for schools, relevant early years providers, exempt early years...
21Non-domestic rates payable in respect of the premises of each...
22Payments in relation to a private finance initiative (including actual...
23Differential salaries of teachers at schools in the county councils...
24The need to improve the quality of provision by particular...
25The degree of flexibility in the hours of attendance that...
26The need to secure or sustain a sufficiency of prescribed...
SCHEDULE 4MINIMUM FUNDING GUARANTEE
1In this Schedule— (a) references to the number of pupils...
2Where (A/B) is less than (C/D) then the guaranteed funding...
3Where a new school opens during the funding period and...
4In calculating the guaranteed level of funding under paragraph 3...
SCHEDULE 5CONTENTS OF SCHEMES
1The carrying forward from one funding period to another of...
2Amounts which may be charged against schools’ budget shares.
3Amounts received by schools which may be retained by their...
4The imposition, by or under the scheme, of conditions which...
5Terms on which services and facilities are provided by the...
6The payment of interest by or to the authority.
7The times at which amounts equal in total to the...
8The virement between budget heads within the delegated budget.
9Circumstances in which a local authority may delegate to the...
10The use of delegated budgets and of sums made available...
11Borrowing by governing bodies.
12The banking arrangements that may be made by governing bodies....
13A statement as to the personal liability of governors in...
14A statement as to the allowances payable to governors of...
15The keeping of a register of any business interests of...
16The provision of information by and to the governing body....
17The maintenance of inventories of assets.
18Plans of a governing body’s expenditure.
19A statement as to the taxation of sums paid or...
20Insurance.
21The use of delegated budgets by governing bodies so as...
22The provision of legal advice to a governing body.
23Funding for child protection issues.
24How complaints by persons working at a school or by...
25Expenditure incurred by a governing body in the exercise of...

2013 No. 3104

Education, England

The School and Early Years Finance (England) Regulations 2013

Made

Laid before Parliament

Coming into force

The Secretary of State for Education makes the following Regulations in exercise of powers conferred by sections 45A1, 45AA2, 473, 47ZA4, 47A(4)5, 48(1) and (2)6, 49(2) and (2A)7, 138(7) of, and paragraph 2B8 of Schedule 14 to, the School Standards and Framework Act 19989 and section 24(3) of the Education Act 200210.