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The Capital Requirements Regulations 2013
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The Capital Requirements Regulations 2013,
PART 9
is up to date with all changes known to be in force on or before 01 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Changes and effects yet to be applied to Part 9:
- Regulations revoked by 2023 c. 29 Sch. 1 Pt. 2
PART 9 U.K.Misleading the PRA or FCA
Misleading the PRA or FCAU.K.
45. Section 398 of FSMA (misleading FCA or PRA: residual cases) applies to a requirement imposed by or under—
(a)the capital requirements regulation;
[F1(b)any of the Specified EU Regulations under the Capital Requirements Regulation, as amended from time to time;]
[F2(ba)a technical standard made by the PRA or FCA under the functions conferred on them by the Capital Requirements Regulation as amended by Part 4, Chapter 3 of the Capital Requirements (Amendment) (EU Exit) Regulations 2018; or]
(c)these Regulations;
as it applies to a requirement imposed by or under FSMA.
Textual Amendments
F1Reg. 45(b) substituted (31.12.2020) by The Capital Requirements (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1401), regs. 1(3), 28(a) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
F2Reg. 45(ba) inserted (31.12.2020) by The Capital Requirements (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1401), regs. 1(3), 28(b) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
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