The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013

The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005

This section has no associated Explanatory Memorandum

108.  In the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005(1)—

(a)in article 16(2)(b) (exempt persons), for “by the Authority under section 145” substitute “by the FCA under section 137R”;

(b)in article 36(c) (nationals of EEA States other than United Kingdom), for “by the Authority under section 145” substitute “by the FCA under section 137R”;

(c)in article 70(1)(c)(i) (promotions included in listing particulars etc), for “competent authority” substitute “FCA”;

(d)in Schedule 5 (statements for certified high net worth individuals and self-certified sophisticated investors), for “Financial Services Authority” in each place those words appear substitute “Financial Conduct Authority”.