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There are currently no known outstanding effects for the The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013, PART 10.
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56. Sections 387 (warning notices), 388 (decision notices), 389 (notices of discontinuance), 391 (publication), 393 (third party rights) and 394 (access to Authority material) of the Act(1) apply in relation to a warning notice or decision notice under these Regulations.
Commencement Information
I1Reg. 56 in force at 1.4.2013 in accordance with reg. 1(2)
57. Sections 400 (offences by bodies corporate etc.), 401 (proceedings for offences) and 403 (jurisdiction and procedure in respect of offences) of the Act(2) apply to offences under these Regulations as they apply to offences under the Act.
Commencement Information
I2Reg. 57 in force at 1.4.2013 in accordance with reg. 1(2)
58. Part 9 of the Act (hearings and appeals) applies to references to the Tribunal under these Regulations as it applies to references to the Tribunal under the Act.
Commencement Information
I3Reg. 58 in force at 1.4.2013 in accordance with reg. 1(2)
59. In the application of these Regulations to Scotland, references to the High Court are to be read as references to the Court of Session.
Commencement Information
I4Reg. 59 in force at 1.4.2013 in accordance with reg. 1(2)
F160. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Textual Amendments
F1Regulations revoked (14.12.2023 for the revocation of reg. 60) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(iii)
Sections 387, 388, 389, 391, 393 and 394 were amended by Schedule 9 to the Financial Services Act 2012. Section 391 was also amended by section 13 of the Financial Services Act 2010, section 24 of the Financial Services Act 2012 and S.I. 2012/916. Section 394 was also amended by Schedule 4 to the Regulation of Investigatory Powers Act 2000 (c.23).
Sections 400, 401 and 403 were amended by Schedule 9 to the Financial Services Act 2012. Section 401 was also amended by Schedule 25 to the Enterprise Act 2002 (c.40).
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