Excluded activities: dealing in investments as principalU.K.
This section has no associated Explanatory Memorandum
4. The activity of dealing in investments as principal described in article 14 of the Regulated Activities Order 2001 is an excluded activity even where it is not a regulated activity by virtue of articles 15, 19 or 20 of that Order, except where it is carried on in accordance with any of articles 6 to 12 of this Order.
Commencement Information
I1Art. 4 in force at 1.1.2019, see art. 1(3)