PART 3F2Applications for Authorisation

Annotations:

CHAPTER 1General System for the Recognition of Training

Levels of qualification27

For the purpose of applying conditions for recognition under regulation 29, professional qualifications are grouped under the following levels—

F4a

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b

a certificate attesting to a successful completion of a course of secondary education either—

i

general in character, supplemented by a course of study or professional training other than that referred to in paragraph (c) and/or by the probationary or professional practice required in addition to that course, or

ii

technical or professional in character, supplemented where appropriate by a course of study or professional training as referred to in sub-paragraph (i), and/or by the probationary or professional practice required in addition to that course;

c

a diploma certifying successful completion of either—

i

training at post-secondary level other than that referred to in paragraphs (d) and (e) of a duration of at least one year or of an equivalent duration on a part-time basis, one of the conditions of entry of which is, as a general rule, the successful completion of the secondary course required to obtain entry to university or higher education or the completion of equivalent school education of the second secondary level, as well as the professional training which may be required in addition to that post-secondary course; or

ii

regulated education and training or, in the case of a regulated profession, vocational training with a special structure with competences going beyond what is provided for at paragraph (b) equivalent to the level of training provided for under sub-paragraph (i), which provides a comparable professional standard and which prepares the trainee for a comparable level of responsibilities and functions provided that the diploma is accompanied by a certificate from the home state;

d

a diploma certifying successful completion of training at post-secondary level of at least three and not more than four years' duration, or of an equivalent duration on a part-time basis, which may in addition be expressed with an equivalent number of ECTS credits, at a university or establishment of higher education or another establishment providing the same level of training, and that the applicant has successfully completed the professional training which may be required in addition to that post-secondary course;

e

a diploma certifying that the holder has successfully completed a post-secondary course of at least four years' duration, or of an equivalent duration on a part-time basis, which may in addition be expressed with an equivalent number of ECTS credits, at a university or establishment of higher education or another establishment providing the same level of training, and that the applicant has successfully completed the professional training which may be required in addition to the post-secondary course.

Equal treatment of qualificationsF528

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Conditions for recognition29

F71

If access to, or pursuit of, a regulated profession in the United Kingdom is contingent on possession of specific qualifications, a competent authority must permit access to, and pursuit of, that profession to an applicant, where that applicant possesses evidence of formal qualifications required by a relevant European State, where the profession is regulated, in order to gain access to and pursue the same profession in that relevant European State.

F61A

The requirement on the competent authority in paragraph (1) does not apply where—

a

the training the applicant has received covers substantially different matters than those covered by the evidence of formal qualifications required for the regulated profession in the United Kingdom; or

b

the regulated profession in the United Kingdom—

i

comprises one or more regulated professional activities which do not exist in the profession in the applicant's home State; and

ii

requires specific training that covers substantially different matters from those covered by the applicant’s evidence of formal qualifications; or

c

the level of the professional qualifications of the applicant is lower than the level of the specific professional qualifications required to access and pursue the regulated profession in the United Kingdom;

1B

In paragraph (1A), “substantially different matters” means matters of which knowledge, skills and competences acquired are essential for pursuing the profession and with regard to which the training received by the applicant shows significant differences in terms of duration or content from the training required in the United Kingdom.

2

F8... Evidence of formal qualifications must satisfy the following conditions—

a

they must have been issued by a competent authority of F9a relevant European State;

F10b

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F113

Nothing in paragraphs (1) or (1A) prevents a competent authority from exercising any other powers it may have to permit an applicant to access and pursue a regulated profession.

F124

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F125

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Compensation measures - adaptation periods and aptitude testsF130

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F131

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Conditions for compensation measuresF132

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F133

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F134

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CHAPTER 2Recognition of Professional Experience

Automatic RecognitionF135

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CHAPTER 3United Kingdom Certificates of Experience

Issue and revocation of Certificates of ExperienceF136

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F137

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CHAPTER 4F3General Provisions

Annotations:

Documentation and formalities38

F131

When considering an application for authorisation to pursue a regulated profession, the competent authority may require any information or documentation necessary to enable the competent authority to assess the application, including—

a

evidence of formal qualifications, and any information necessary to determine the level and content of those qualifications;

b

information concerning the applicant's training to the extent necessary to determine the existence of potential substantial differences to the training requirements in the United Kingdom;

c

the applicant's fitness to practice and professional or financial standing; and

d

the applicant's insurance cover.

F142

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3

The competent authority must keep confidential all such information received by it.

39

1

A competent authority, in cases of justified doubt, may F16request from a competent authority of a relevant European State confirmation of the authenticity of the F17... evidence of formal qualifications awarded in that F17... relevant European State.

2

A competent authority, in cases of justified doubt, is entitled, where evidence of formal qualifications has been issued by a competent authority of a relevant European State and includes training received in whole or in part in an establishment legally established in a relevant European State other than that which awarded the qualification, to verify with a competent authority of the relevant European State of origin of the award—

a

whether the training course at the establishment which gave the training has been formally certified by the educational establishment in the relevant European State of origin of the award;

b

whether the evidence of formal qualifications issued is the same as that which would have been awarded if the course had been followed in the relevant European State of origin of the award; and

c

whether the evidence of formal qualifications confers the same professional rights in the territory of the relevant European State of origin of the award.

3

A competent authority, in cases of justified doubt, is entitled to F18request confirmation from a competent authority of a relevant European state that the applicant is not suspended or prohibited from the pursuit of the profession as a result of serious professional misconduct or conviction of criminal offences relating to the pursuit of any of the applicant's professional activities.

F154

Where a competent authority of another relevant European State does not provide the confirmation required or the verification sought by a competent authority under this regulation before the expiry of the time limit for notifying the applicant of its decision under regulation 42(2), the competent authority may refuse the application.

F1940

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F2041

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Decisions of competent authorities42

1

The competent authority must acknowledge receipt of an applicant's application F21for authorisation to practise in the United Kingdom pursuant to Part 3 of these Regulations within one month of receipt, and must inform the applicant if any document is missing.

2

The competent authority must consider the applicant's application as soon as is reasonably practicable, and must notify the applicant of its decision together with the reasons upon which it is based F22within four months of receipt of all the relevant documentation.

3

The decision referred to in paragraph (2), or failure to take that decision within the deadlines set out in that paragraph, is subject to appeal pursuant to regulation 68.

4

For the purposes of this regulation, if a competent authority fails to take a decision and notify it to the applicant within the period mentioned in paragraph (2), it shall be deemed to have taken a decision to reject the application and to have notified it to the applicant on the last day of that period.

F235

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Use of professional titles43

1

If the use of a professional title relating to one of the activities of the profession in question is regulated in the United Kingdom, applicants who are authorised to practise a regulated profession in accordance with this Part of these Regulations must use the professional title used in the United Kingdom which corresponds to that profession, and make use of any associated initials.

2

Where a profession is regulated in the United Kingdom by a professional association, applicants must not be authorised to use the professional title issued by that professional association, or its abbreviated form, unless they furnish proof that they are members of that professional association.

3

A professional association that makes membership contingent upon certain qualifications may do so only under the conditions laid down in these Regulations in respect of applicants who possess professional qualifications.

F244

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