The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
PART 1Citation, commencement and interpretation
1Citation and commencement
2Interpretation
PART 2Designation of competent authorities
3Designation of competent authorities
PART 3Administration and enforcement
CHAPTER 1Interpretation
4Meaning of “non-authorised counterparty”
CHAPTER 2Information gathering
5Power of the FCA to require information
6Reports by skilled persons
7Information and documents: supplemental provisions
CHAPTER 3Supervisory measures
8Guidance
9Directions
10Directions: procedure
CHAPTER 4Measures in relation to individuals
11Temporary prohibition orders
12Temporary prohibition orders: procedure
13Contravention of a temporary prohibition order by a recognised body
CHAPTER 5Disciplinary measures
14Public censure
15Financial penalties
CHAPTER 6Notices and appeals
16Meaning of “regulator”
17Warning notices
18Decision notices
19Application of Part 26 of the Act
20Service of notices
21Appeals
22The Tribunal
CHAPTER 7Injunctions
23Injunctions
CHAPTER 8Offences
24Misleading the FCA
25Restriction on penalties
26Proceedings for offences
27Proceedings against unincorporated bodies
PART 4Review
28Review
PART 5Amendments
29Schedule 1, which contains amendments to primary legislation, has effect....
30Schedule 2, which contains amendments to secondary legislation, has effect....
SCHEDULE 1Amendments to primary legislation
1Financial Services and Markets Act 2000
SCHEDULE 2Amendments to secondary legislation
1Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
2Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
3Payment to Treasury of Penalties (Enforcement Costs) Order 2013
4Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013
5The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
2016 No. 715
Financial Services And Markets

The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016

Made
Laid before Parliament
Coming into force

M1M2The Treasury are a government department designated for the purposes of section 2(2) of the European Communities Act 1972 in relation to financial services.

The Treasury, in exercise of the powers conferred by section 2(2) of the European Communities Act 1972 and the following provisions of the Financial Services and Markets Act 2000 M3: sections 1A(6), 1L(2)(b), 168(4)(k), 204A(2) and (4), 293A, 296(1A), 297(2A)(c), 312E(3)(c), 380(6)(a)(i), 380(9); paragraph 23(2)(b) of Schedule 1ZA; paragraphs 14(2)(d), 26(2)(c) and 36(2)(b) of Schedule 17A; make the following Regulations: