Search Legislation

Advanced Search

The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016

Status:

This is the original version (as it was originally made).

  1. Introductory Text

  2. PART 1 Citation, commencement and interpretation

    1. 1.Citation and commencement

    2. 2.Interpretation

  3. PART 2 Designation of competent authorities

    1. 3.Designation of competent authorities

  4. PART 3 Administration and enforcement

    1. CHAPTER 1 Interpretation

      1. 4.Meaning of “non-authorised counterparty”

    2. CHAPTER 2 Information gathering

      1. 5.Power of the FCA to require information

      2. 6.Reports by skilled persons

      3. 7.Information and documents: supplemental provisions

    3. CHAPTER 3 Supervisory measures

      1. 8.Guidance

      2. 9.Directions

      3. 10.Directions: procedure

    4. CHAPTER 4 Measures in relation to individuals

      1. 11.Temporary prohibition orders

      2. 12.Temporary prohibition orders: procedure

      3. 13.Contravention of a temporary prohibition order by a recognised body

    5. CHAPTER 5 Disciplinary measures

      1. 14.Public censure

      2. 15.Financial penalties

    6. CHAPTER 6 Notices and appeals

      1. 16.Meaning of “regulator”

      2. 17.Warning notices

      3. 18.Decision notices

      4. 19.Application of Part 26 of the Act

      5. 20.Service of notices

      6. 21.Appeals

      7. 22.The Tribunal

    7. CHAPTER 7 Injunctions

      1. 23.Injunctions

    8. CHAPTER 8 Offences

      1. 24.Misleading the FCA

      2. 25.Restriction on penalties

      3. 26.Proceedings for offences

      4. 27.Proceedings against unincorporated bodies

  5. PART 4 Review

    1. 28.Review

  6. PART 5 Amendments

    1. 29.Schedule 1, which contains amendments to primary legislation, has effect....

    2. 30.Schedule 2, which contains amendments to secondary legislation, has effect....

  7. Signature

    1. SCHEDULE 1

      Amendments to primary legislation

      1. 1.Financial Services and Markets Act 2000

    2. SCHEDULE 2

      Amendments to secondary legislation

      1. 1.Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

      2. 2.Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

      3. 3.Payment to Treasury of Penalties (Enforcement Costs) Order 2013

      4. 4.Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013

      5. 5.The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013

  9. Explanatory Note

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

Explanatory Memorandum

Explanatory Memorandum sets out a brief statement of the purpose of a Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as made version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources

The data on this page is available in the alternative data formats listed: