PART 3Administration and enforcement
CHAPTER 5Disciplinary measures
Financial penalties15.
If the FCA considers that—
(a)
a non-authorised counterparty has contravened—
(i)
an SFTR requirement; or
(ii)
a requirement imposed by or under this Part;
(b)
a person has contravened a requirement imposed under regulation 5 for the purpose of determining whether the person is subject to an SFTR requirement; or
(c)
an authorised person has contravened a requirement imposed by regulation 11(4),
the FCA may impose a penalty of such amount as it considers appropriate on the non-authorised counterparty or person.