PART 3 U.K. Administration and enforcement

CHAPTER 1 U.K. Interpretation

Meaning of “non-authorised counterparty” U.K.

4.  In this Part a “non-authorised counterparty” is a financial or non-financial counterparty which is not—

(a) an authorised person;

(b) a recognised investment exchange; F1 ...

(c) a recognised central counterparty [F2 ; or

(d) a recognised CSD.]

Textual Amendments

F1 Word in reg. 4(b) omitted (28.11.2017) by virtue of The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 43(4)(a) (with regs. 7(4), 9(1))

F2 Reg. 4(d) and word inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 43(4)(b) (with regs. 7(4), 9(1))