PART 3 Administration and enforcement

CHAPTER 2 Information gathering

5 Power of the FCA to require information
1 This regulation applies where—
(a) it is necessary for the FCA to determine whether a person is subject to an SFTR requirement; or
(b) the FCA requires information or documents from a non-authorised counterparty in connection with the exercise of its functions under the SFT regulation or these Regulations.
2 The FCA may, by notice in writing, require a non-authorised counterparty or any other person—
(a) to provide specified information or information of a specified description; or
(b) to produce specified documents or documents of a specified description.
3 The information or documents must be provided or produced—
(a) before the end of such reasonable period as may be specified; and
(b) at such place as may be specified.
4 The FCA may require any information provided under this regulation to be provided in such a form as it may reasonably require.
5 The FCA may require—
(a) any information provided, whether in a document or otherwise, to be verified in such a manner; or
(b) any document produced to be authenticated in such a manner,
as it may reasonably require.
6 In this regulation “specified” means specified in the notice.