The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016

Information and documents: supplemental provisionsU.K.

This section has no associated Explanatory Memorandum

7.—(1) Section 175 M1 of the Act (information and documents: supplemental provisions) applies where the FCA has the power under regulation 5 to require a non-authorised counterparty or any other person to produce a document as it applies where the FCA has a power to require a person to produce a document under Part 11 of the Act with the following modifications.

(2) In subsection (1) and (3) of section 175 the reference to an investigator is to be ignored.

(3) Section 175(8) is to be ignored.

Marginal Citations

M1Section 175 was amended by the Financial Services Act 2012, Schedule 12, paragraph 13.