The Risk Transformation Regulations 2017, Section 186 is up to date with all changes known to be in force on or before 02 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
186. Section 400 of FSMA (offences by bodies corporate etc) M1 applies to an offence under these Regulations as it applies to an offence under FSMA.
Marginal Citations
M1Section 400 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012.
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