Valid from 03/01/2018

Companies Act 2006 U.K.

7.—(1) The Companies Act 2006(1) is amended as follows.

(2) In section 474(1)(2) in the definition of “MiFID investment firm” —

(a) for sub-paragraph (b) substitute—

“(b) a company which is an exempt investment firm as defined by regulation 8 (meaning of “exempt investment firm”) of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017(S.I. 2017/701);”; and

(b) in paragraph (c) for “4C(3)” substitute “6(3)”.

Commencement Information

I1 Reg. 7 in force at 3.1.2018, see reg. 2(b)

(1)

2006 c.46.

(2)

Section 474(1) was amended by S.I. 2007/2932; there are other amendments but none is relevant.