Introductory Text
PART 1 Introduction
1.Citation, commencement and extent
2.Interpretation
3.Duties of the FCA
PART 2 Applications
4.Application to be added to Schedule 1 to the MLR
5.Determination of applications
PART 3 Information and directions
6.Interpretation
7.Power to require information
8.Retention of documents provided under regulation 7
9.Provision of information: safeguards
10.Admissibility of statements
11.Confidential information
12.Disclosure
13.Report by a skilled person
14.Directions
PART 4 Enforcement and appeals
15.Interpretation
16.Public censure
17.Recommendation for removal from Schedule 1 to the MLR
18.Application of one or more measures
19.Procedure for disciplinary measures
20.Procedure (general)
21.Publication
22.Appeals against decisions of the FCA
23.Offences
24.Proceedings
25.Prescribed regulations
PART 5 Miscellaneous Provisions
26.Recovery of charges through the court
27.Costs of supervision
28.Consequential amendment of the Solicitors (Scotland) Act 1980
29.Financial Conduct Authority
30.Notices
31.Application to the Crown
32.Review
Signature
Explanatory Note