PART 1 U.K.General Introductory Provisions

InterpretationU.K.

2.  In these Regulations—

the “2017 Money Laundering Regulations” means the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 M1;

additional matter” means information required to be delivered to the registrar under any of regulations 23 to 30;

“commencement day” is the day specified in regulation 1(1);

confirmation date” has the meaning given in regulation 36;

confirmation period” has the meaning given in regulation 36;

confirmed” in relation to information has the meaning given in regulation 21;

credit institution” has the same meaning as in regulation 10 of the 2017 Money Laundering Regulations;

daily default fine” has the meaning given in section 1125 of the Companies Act 2006 M2, as modified by regulation 70;

DOB information” has the meaning given in regulation 62;

eligible Scottish partnership” has the meaning given in regulation 3(2);

[F1EU regulated market” has the meaning given in regulation 3(12)]

financial institution” has the same meaning as in regulation 10 of the 2017 Money Laundering, Regulations;

firm” means any entity, whether or not a legal person, that is not an individual and includes a body corporate, a corporation sole and a partnership or other unincorporated association;

“former name”, save where provided otherwise in regulation 64, means a name by which an individual was formerly known for business purposes;

“general partnership” is a partnership which is neither—

(a)

a limited partnership; nor

(b)

a limited liability partnership registered under the Limited Liability Partnerships Act 2000 M3;

legal entity” means a firm that is a legal person under the law by which it is governed;

limited partnership” means a limited partnership registered under section 8(1) of the Limited Partnerships Act 1907 M4;

name” means a person's forename and surname, except that in the case of—

(a)

a peer, or

(b)

an individual usually known by a title,

the title may be stated instead of that person's forename and surname or in addition to either or both of them;

nature of control” in relation to a person with significant control over an eligible Scottish partnership has the meaning given in regulation 18 and Schedule 3;

officer”, in relation to a partnership or a body corporate to which an offence under these Regulations applies, has the meaning given in regulation 3(3);

partner”, in relation to a limited partnership, has the same meaning as “general partner” in section 4(2) of the Limited Partnerships Act 1907;

public authority” includes any person or body carrying out public functions;

public function” has the meaning given in Part 3 of Schedule 5;

qualifying partnership” has the meaning given in regulation 3 of the Partnership (Accounts) Regulations 2008 M5;

the register” means the register kept by the registrar under section 1080 of the Companies Act 2006;

registrable person” has the meaning given in regulation 3(5);

registrable relevant legal entity” has the meaning given in regulation 3(8);

the registrar” means the registrar of companies for Scotland appointed under section 1060 of the Companies Act 2006;

registration date” in relation to—

(a)

a limited partnership means the registration date stated on the certificate issued to the limited partnership under section 8C of the Limited Partnerships Act 1907 M6 and

(b)

a Scottish qualifying partnership means the date notified to it by the registrar as the effective date of its registration under regulation 5;

regulated market” has the meaning given in regulation 3(12);

relevant body” means—

(a)

a police force within the meaning of section 101(1) of the Police Act 1996 M7;

(b)

the Police Service of Northern Ireland; and

(c)

the Police Service of Scotland;

relevant change” has the meaning given in regulation 11;

relevant legal entity” has the meaning given in regulation 3(6);

required particulars” has the meaning given in regulation 17;

review period” has the meaning given in regulation 37;

Scottish limited partnership” has the meaning given in regulation 3(2)(a);

Scottish qualifying partnership” has the meaning given in regulation 3(2)(b);

secured information” has the meaning given in regulation 44;

service address”, in relation to a person, means an address at which documents may be effectively served on that person by physical delivery;

significant control” has the meaning given in regulation 3(4);

specified conditions”, in relation to a person with or having significant control over an eligible Scottish partnership, means the conditions specified in Part 1 of Schedule 1;

specified public authority” means a public authority listed in Schedule 4;

[F2UK regulated market” has the meaning given in regulation 3(12)]

URA information” has the meaning given in regulation 39;

withdrawal notice” has the meaning given in paragraph 14 of Schedule 2.