PART 6Miscellaneous FCA functions in relation to the markets in financial instruments directive and markets in financial instruments regulation

Provision of FCA record of recognised investment exchanges to ESMA and other competent authorities41

The FCA must—

a

provide ESMA and all the competent authorities of the other EEA States with a copy of the part of the record maintained by the FCA under section 34780 (the record of authorised persons etc) which contains entries relating to recognised investment exchanges made for the purposes of subsection (1)(e) of that section; and

b

inform ESMA and those competent authorities of any change to that part of the record.