http://www.legislation.gov.uk/id/uksi/2017/701

http://www.legislation.gov.uk/uksi/2017/701/regulation/9

The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

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Statute Law Database

FINANCIAL SERVICES AND MARKETS

2024-06-19

Expert Participation

2024-01-01

These Regulations implement parts of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments (recast) (OJ L173, 12/6/2014 p.349) (“MiFID II”) and Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments (OJ L173, 12/06/2014 p.84) (“MiFIR”). MiFID II and MiFIR together replace Directive 2004/39/EC on markets in financial instruments (OJ L145, 30/04/2004 p.1) (“MiFID I”).

The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

reg. 15A

Financial Services and Markets Act 2023

Sch. 2

para. 45

s. 2(3)

s. 86(3)

The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

reg. 16(1A)

(1B)

Financial Services and Markets Act 2023

Sch. 2

para. 46(4)

s. 2(3)

s. 86(3)

PART 2Exempt and third-country investment firms

CHAPTER 2Third country investment firms

Third country firms with an EEA branch: provision of servicesF19

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Annotations:

Amendments (Textual)

Reg. 9 omitted (31.12.2020) by virtue of The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1403), regs. 1(3), 8(4) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)