SCHEDULE 1Administration and enforcement of Parts 3, 4, and 5
PART 5Application of secondary legislation for the purposes of the Regulations
Service of notices27
The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001 M1 (“Notice Regulations”) apply with respect to any notice or document to be given by the FCA or PRA under regulation 12(3)(b) (FCA power to intervene in relation to third country firms registered with ESMA), 28(4) (FCA power to intervene), 36(4) (FCA power to impose requirements) or 40(3) or (6) (removal of persons from management boards: procedure), paragraph 12 or 13 of this Schedule or the Act as applied by these Regulations, as if—
a
that notice or document were “a relevant document” under the Notice Regulations;
b
each reference to the Act included a reference to these Regulations and to the Act as applied by these Regulations;
c
each reference to a section of the Act were a reference to that section as applied by these Regulations.