SCHEDULE 5 Amendments to other secondary legislation

Financial Markets and Insolvency (Settlement Finality) Regulations 1999

2.  In regulation 2(1) of the Financial Markets and Insolvency (Settlement Finality) Regulations 1999(1) (interpretation)—

(a) in paragraph (b) of the definition of “institution”, for the words from “2004/39/EC” to “April 2004” substitute “2014/65/EU of the European Parliament and of the Council of 15 May 2014”;

(b) in the definition of “securities”, for the words from “2004/39/EC” to “April 2004” substitute “2014/65/EU of the European Parliament and of the Council of 15 May 2014”.

(1)

S.I. 1999/2979; regulation 2(1) was amended by S.I. 2007/126 and 2010/2993, there are other amendments to this regulation but none is relevant.