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The Occupational Pension Schemes (Master Trusts) Regulations 2018
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7. Whether there are systems and processes—E+W+S
(a)for identifying, managing and monitoring operational, financial, regulatory and compliance risks;
(b)for recording and documenting risks in an appropriate and durable format;
(c)for ensuring that risks are managed in a timely manner by the appropriate persons;
(d)for informing the trustees about risks that have arisen and the steps being taken to manage them.
Commencement Information
I1Sch. 4 para. 7 in force at 1.10.2018, see reg. 1(2)
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