PART 3Transitional provisions
CHAPTER 2Authorisation and regulation of 2006 Act authorised persons
Unprofessional conduct: continuation of investigation commenced by the Regulator56
1
This article applies where—
a
the Regulator commenced the investigation of a complaint or suspicion of unprofessional conduct of a person under regulation 35(1) or (2) of the 2006 Regulations (Regulator to investigate complaints or suspicions of unprofessional conduct); and
b
on 1st April 2019, the investigation has not been concluded.
2
The FCA is deemed to have decided, immediately before 1st April 2019, that there is good reason for the appointment under section 167 of the 2000 Act of one or more competent persons to conduct an investigation on its behalf into the complaint or suspicion referred to in paragraph (1).