http://www.legislation.gov.uk/uksi/2018/1318/regulation/3The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018texttext/xmlenStatute Law DatabaseEXITING THE EUROPEAN UNIONFINANCIAL SERVICES AND MARKETS2023-08-24Expert Participation2023-07-11 These Regulations amend Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4th July 2012 on OTC derivatives, central counterparties and trade repositories (“the European Markets Infrastructure Regulation”) in order to:— confer, on and after exit day, functions on the Financial Conduct Authority in respect of the registration of trade repositories;— amend certain requirements for the provision of information. PART 2Amendment of retained direct EU legislation: the European Markets Infrastructure RegulationAmendment of provision in respect of the requirements for trade repositories3In Title 7 of the European Markets Infrastructure Regulation (requirements for trade repositories), in Article 81 (transparency and data availability)—ain paragraph 3, for points (a) to (q) substitute—athe FCA;bthe Bank of England;cthe Pensions Regulator.;bomit paragraph 4;c. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Words in reg. 3(a) substituted (30.10.2019) by The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/1416), regs. 1(2), 8(a)Reg. 3(c) omitted (30.10.2019) by virtue of The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/1416), regs. 1(2), 8(b)Reg. 3 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)
This XML file does not appear to have any style information associated with it. The document tree is shown below.
<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/uksi/2018/1318" IdURI="http://www.legislation.gov.uk/id/uksi/2018/1318" NumberOfProvisions="34" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictExtent="E+W+S+N.I." RestrictStartDate="2023-07-11">
<ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
<dc:identifier>http://www.legislation.gov.uk/uksi/2018/1318/regulation/3</dc:identifier>
<dc:title>The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018</dc:title>
<dc:type>text</dc:type>
<dc:format>text/xml</dc:format>
<dc:language>en</dc:language>
<dc:publisher>Statute Law Database</dc:publisher>
<dc:subject scheme="SIheading">EXITING THE EUROPEAN UNION</dc:subject>
<dc:subject scheme="SIheading">FINANCIAL SERVICES AND MARKETS</dc:subject>
<dc:modified>2023-08-24</dc:modified>
<dc:contributor>Expert Participation</dc:contributor>
<dct:valid>2023-07-11</dct:valid>
<dc:description>These Regulations amend Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4th July 2012 on OTC derivatives, central counterparties and trade repositories (“the European Markets Infrastructure Regulation”) in order to:— confer, on and after exit day, functions on the Financial Conduct Authority in respect of the registration of trade repositories;— amend certain requirements for the provision of information.</dc:description>
<atom:link rel="self" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/data.xml" type="application/xml"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/resources" href="http://www.legislation.gov.uk/uksi/2018/1318/resources" title="More Resources"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/impacts" href="http://www.legislation.gov.uk/uksi/2018/1318/impacts" title="Impact Assessments"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/memorandum" href="http://www.legislation.gov.uk/uksi/2018/1318/memorandum" title="Explanatory Memorandum"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/memorandum/toc" href="http://www.legislation.gov.uk/uksi/2018/1318/memorandum/contents" title="Explanatory Memorandum Table of Contents"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/act" href="http://www.legislation.gov.uk/uksi/2018/1318" title="whole act"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/introduction" href="http://www.legislation.gov.uk/uksi/2018/1318/introduction" title="introduction"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/signature" href="http://www.legislation.gov.uk/uksi/2018/1318/signature" title="signature"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/note" href="http://www.legislation.gov.uk/uksi/2018/1318/note" title="note"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/uksi/2018/1318/body" title="body"/>
<atom:link rel="alternate" type="application/rdf+xml" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/data.rdf" title="RDF/XML"/>
<atom:link rel="alternate" type="application/akn+xml" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/data.akn" title="AKN"/>
<atom:link rel="alternate" type="application/xhtml+xml" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/data.xht" title="HTML snippet"/>
<atom:link rel="alternate" type="text/html" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/data.htm" title="Website (XHTML) Default View"/>
<atom:link rel="alternate" type="text/csv" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/data.csv" title="CSV"/>
<atom:link rel="alternate" type="application/pdf" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/data.pdf" title="PDF"/>
<atom:link rel="alternate" type="application/akn+xhtml" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/data.html" title="HTML5 snippet"/>
<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/uksi/2018/1318/contents" title="Table of Contents"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/made" title="made"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/2020-12-31" title="2020-12-31"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/supersedes" href="http://www.legislation.gov.uk/id/ukdsi/2018/9780111174289" title="The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018"/>
<atom:link rel="up" href="http://www.legislation.gov.uk/uksi/2018/1318" title="Entire legislation"/>
<atom:link rel="prev" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/2" title="Provision; Regulation 2"/>
<atom:link rel="prevInForce" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/2" title="Provision; Regulation 2"/>
<atom:link rel="next" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/4" title="Provision; Regulation 4"/>
<atom:link rel="nextInForce" href="http://www.legislation.gov.uk/uksi/2018/1318/regulation/4" title="Provision; Regulation 4"/>
<ukm:SecondaryMetadata>
<ukm:DocumentClassification>
<ukm:DocumentCategory Value="secondary"/>
<ukm:DocumentMainType Value="UnitedKingdomStatutoryInstrument"/>
<ukm:DocumentStatus Value="revised"/>
<ukm:DocumentMinorType Value="regulation"/>
</ukm:DocumentClassification>
<ukm:Year Value="2018"/>
<ukm:Number Value="1318"/>
<ukm:Made Date="2018-12-06"/>
<ukm:ISBN Value="9780111176467"/>
<ukm:UnappliedEffects>
<ukm:UnappliedEffect AffectingNumber="29" Row="1872" AffectedNumber="1318" URI="http://www.legislation.gov.uk/id/effect/key-37ec243dfedb1b3ae787b366f300045e" AffectedProvisions="Regulations" AffectingProvisions="Sch. 1 Pt. 2" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" AffectingYear="2023" AffectedClass="UnitedKingdomStatutoryInstrument" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-37ec243dfedb1b3ae787b366f300045e" Modified="2024-11-05T10:37:54Z" AffectedURI="http://www.legislation.gov.uk/id/uksi/2018/1318" AffectedYear="2018" Type="revoked" RequiresApplied="true">
<ukm:AffectedTitle>The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018</ukm:AffectedTitle>
<ukm:AffectedProvisions>Regulations</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-1" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/1">Sch. 1 </ukm:Section>
<ukm:Section Ref="schedule-1-part-2" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/1/part/2">Pt. 2</ukm:Section>
</ukm:AffectingProvisions>
<ukm:Savings>
<ukm:Section Ref="section-1-4" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/1/4">s. 1(4)</ukm:Section>
</ukm:Savings>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-86-3" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/3">s. 86(3)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
</ukm:UnappliedEffects>
</ukm:SecondaryMetadata>
<ukm:Supersedes URI="http://www.legislation.gov.uk/id/ukdsi/2018/9780111174289">
<dc:title>The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018</dc:title>
<ukm:DocumentMainType Value="UnitedKingdomDraftStatutoryInstrument"/>
<ukm:Year Value="2018"/>
<ukm:ISBN Value="9780111174289"/>
</ukm:Supersedes>
<ukm:Notes>
<ukm:Note IdURI="http://www.legislation.gov.uk/id/uksi/2018/1318/notes"/>
<ukm:Alternatives>
<ukm:Alternative URI="http://www.legislation.gov.uk/uksi/2018/1318/pdfs/uksiem_20181318_en.pdf" Date="2018-12-07" Title="UK Explanatory Memorandum" Size="82766"/>
</ukm:Alternatives>
</ukm:Notes>
<ukm:Alternatives>
<ukm:Alternative URI="http://www.legislation.gov.uk/uksi/2018/1318/pdfs/uksi_20181318_en.pdf" Date="2018-12-07" Size="66345"/>
</ukm:Alternatives>
<ukm:ImpactAssessments>
<ukm:ImpactAssessment URI="http://www.legislation.gov.uk/ukia/2018/168/pdfs/ukia_20180168_en.pdf" Date="2018-12-07" Title="The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018" Stage="Final" Department="HM Treasury" Year="2018" Number="168" Size="507852"/>
</ukm:ImpactAssessments>
<ukm:Statistics>
<ukm:TotalParagraphs Value="34"/>
<ukm:BodyParagraphs Value="34"/>
<ukm:ScheduleParagraphs Value="0"/>
<ukm:AttachmentParagraphs Value="0"/>
<ukm:TotalImages Value="0"/>
</ukm:Statistics>
</ukm:Metadata>
<Secondary>
<Body DocumentURI="http://www.legislation.gov.uk/uksi/2018/1318/body" IdURI="http://www.legislation.gov.uk/id/uksi/2018/1318/body" NumberOfProvisions="34" RestrictStartDate="2020-12-31">
<Part DocumentURI="http://www.legislation.gov.uk/uksi/2018/1318/part/2" IdURI="http://www.legislation.gov.uk/id/uksi/2018/1318/part/2" NumberOfProvisions="4" id="part-2" RestrictStartDate="2020-12-31">
<Number>
<Strong>PART 2</Strong>
</Number>
<Title>Amendment of retained direct EU legislation: the European Markets Infrastructure Regulation</Title>
<P1group RestrictExtent="E+W+S+N.I." RestrictStartDate="2020-12-31">
<Title>Amendment of provision in respect of the requirements for trade repositories</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3" IdURI="http://www.legislation.gov.uk/id/uksi/2018/1318/regulation/3" id="regulation-3">
<Pnumber>
<CommentaryRef Ref="key-8e25831b581f5418406defca96be754c"/>
3
</Pnumber>
<P1para>
<Text>In Title 7 of the European Markets Infrastructure Regulation (requirements for trade repositories), in Article 81 (transparency and data availability)—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/a" IdURI="http://www.legislation.gov.uk/id/uksi/2018/1318/regulation/3/a" id="regulation-3-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>
in paragraph 3, for
<Substitution ChangeId="key-6bf84de5f809e4da1c24ef35d1e63985-1574689326419" CommentaryRef="key-6bf84de5f809e4da1c24ef35d1e63985">points (a) to (q)</Substitution>
substitute—
</Text>
<BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="default">
<P3>
<Pnumber>a</Pnumber>
<P3para>
<Text>the FCA;</Text>
</P3para>
</P3>
<P3>
<Pnumber>b</Pnumber>
<P3para>
<Text>the Bank of England;</Text>
</P3para>
</P3>
<P3>
<Pnumber>c</Pnumber>
<P3para>
<Text>the Pensions Regulator.</Text>
</P3para>
</P3>
</BlockAmendment>
<AppendText>;</AppendText>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/b" IdURI="http://www.legislation.gov.uk/id/uksi/2018/1318/regulation/3/b" id="regulation-3-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>omit paragraph 4;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2018/1318/regulation/3/c" IdURI="http://www.legislation.gov.uk/id/uksi/2018/1318/regulation/3/c" id="regulation-3-c">
<Pnumber>
<CommentaryRef Ref="key-fc565ae836129ff1e0d6293bc56bd258"/>
c
</Pnumber>
<P3para>
<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
</P3para>
</P3>
</P1para>
</P1>
</P1group>
</Part>
</Body>
</Secondary>
<Commentaries>
<Commentary id="key-6bf84de5f809e4da1c24ef35d1e63985" Type="F">
<Para>
<Text>
Words in reg. 3(a) substituted (30.10.2019) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2019/1416" id="cl0qdxhk3-00007" Class="UnitedKingdomStatutoryInstrument" Year="2019" Number="1416" Title="The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019">The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/1416)</Citation>
,
<CitationSubRef id="cl0qdxhk3-00008" CitationRef="cl0qdxhk3-00007" URI="http://www.legislation.gov.uk/id/uksi/2019/1416/regulation/1/2" SectionRef="regulation-1-2">regs. 1(2)</CitationSubRef>
,
<CitationSubRef id="cl0qdxhk3-00009" CitationRef="cl0qdxhk3-00007" URI="http://www.legislation.gov.uk/id/uksi/2019/1416/regulation/8/a" SectionRef="regulation-8-a" Operative="true">8(a)</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-fc565ae836129ff1e0d6293bc56bd258" Type="F">
<Para>
<Text>
Reg. 3(c) omitted (30.10.2019) by virtue of
<Citation URI="http://www.legislation.gov.uk/id/uksi/2019/1416" id="cl0qdxhk3-00014" Class="UnitedKingdomStatutoryInstrument" Year="2019" Number="1416" Title="The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019">The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019 (S.I. 2019/1416)</Citation>
,
<CitationSubRef id="cl0qdxhk3-00015" CitationRef="cl0qdxhk3-00014" URI="http://www.legislation.gov.uk/id/uksi/2019/1416/regulation/1/2" SectionRef="regulation-1-2">regs. 1(2)</CitationSubRef>
,
<CitationSubRef id="cl0qdxhk3-00016" CitationRef="cl0qdxhk3-00014" URI="http://www.legislation.gov.uk/id/uksi/2019/1416/regulation/8/b" SectionRef="regulation-8-b" Operative="true">8(b)</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-8e25831b581f5418406defca96be754c" Type="I">
<Para>
<Text>Reg. 3 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)</Text>
</Para>
</Commentary>
</Commentaries>
</Legislation>