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Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

2.—(1) Article 77A (alternative finance investment bonds) of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001(1) is amended as follows.

(2) In paragraph (2)(f)—

(a)in sub-paragraph (i) omit “or”;

(b)in sub-paragraph (ii) for “within the meaning of Article 4.1(14) of Directive 2004/39/EC of the European Parliament and of the Council on markets in financial instruments”, substitute “as defined by Article 4.1.21 of the markets in financial instruments directive”;

(c)after sub-paragraph (ii), insert—

(iii)trading on a multilateral trading facility (as defined by Article 4.1.22 of the markets in financial instruments directive); or

(iv)trading on an organised trading facility (as defined by Article 4.1.23 of the markets in financial instruments directive)..

(1)

S.I. 2001/544. Article 77A was inserted by S.I. 2010/86 and amended by S.I. 2011/133.