2018 No. 930
The Local Government (Structural Changes) (General) (Amendment) Regulations 2018
Made
Laid before Parliament
Coming into force
The Secretary of State, in exercise of the powers conferred by sections 14(1) and 240(10) of the Local Government and Public Involvement in Health Act 20071, makes the following Regulations.
Citation and commencement1
These Regulations may be cited as the Local Government (Structural Changes) (General) (Amendment) Regulations 2018 and come into force on 5th September 2018.
Amendment of the Local Government (Structural and Boundary Changes) (Staffing) Regulations 20082
1
The Local Government (Structural and Boundary Changes) (Staffing) Regulations 20082 are amended in accordance with paragraphs (2) and (3).
2
In regulation 5 (redundancy payments) for “the Local Government Pension Scheme (Benefits, Membership and Contributions) Regulations 2007” substitute “the Local Government Pension Scheme Regulations 20133”.
3
In regulation 6 (Local Government Pension Scheme) for “paragraph 2 of Part 1 of Schedule 2 of the Local Government Pension Scheme (Administration) Regulations 2008” substitute “paragraph 1 of Part 1 of Schedule 2 (Scheme employers) to the Local Government Pension Scheme Regulations 2013”.
Amendment of the Local Government (Structural Changes) (Transitional Arrangements) Regulations 20083
1
The Local Government (Structural Changes) (Transitional Arrangements) Regulations 20084 are amended in accordance with paragraphs (2) to (4).
2
In regulation 7 (establishment of parishes and parish councils under the 2007 Act) after paragraph (4) insert—
5
Where a predecessor council receives a community governance petition under section 80 or a community governance application under section 80A5 of the 2007 Act during the transitional period, the predecessor council may resolve that the review be undertaken by the single tier council after the reorganisation date.
6
Where a resolution is made by a predecessor council under paragraph (5)—
a
section 93(8) of the 2007 Act has effect as if the reference to the period of 12 months were a reference to the period of 12 months starting with the reorganisation date; and
b
sections 86 and 96 to 100 of the 2007 Act have effect as if the single tier council were the principal council for the purposes of the review mentioned in paragraph (5).
3
For regulation 10 (petitions on executive arrangements) substitute—
Petitions on executive arrangements10
Part 1A of the Local Government Act 2000 (arrangements with respect to local authority governance in England) shall have effect in relation to a predecessor council as if any regulations made under section 9MC (referendum following petition) did not apply to that council.
4
After regulation 10 insert—
PART 3ACOMMUNITY EMPOWERMENT
Community right to challenge10A
1
This regulation applies in relation to an expression of interest received by a predecessor council under Chapter 2 of Part 5 of the Localism Act 20116 (“the 2011 Act”) (community right to challenge) where the predecessor council has not considered the expression of interest in accordance with that chapter before the beginning of the transitional period.
2
The predecessor council may resolve that consideration of the expression of interest be undertaken by the single tier council after the reorganisation date.
3
Where a resolution is made under paragraph (2)—
a
except for the references in section 81(1)(a), section 82(1), (2) and (3) and section 84(6), Chapter 2 of Part 5 of the 2011 Act has effect as if reference to an authority were reference to the single tier council;
b
section 82(4) of the 2011 Act has effect as if the reference to the relevant authority—
i
before the reorganisation date were reference to the predecessor council; and
ii
after the reorganisation date were reference to the single tier council; and
c
section 84 of the 2011 Act has effect as if—
i
in subsection (3)(a) the reference to the date on which the relevant authority receives an expression of interest were reference to the reorganisation date;
ii
in subsection (6)—
aa
reference to a relevant authority receiving an expression of interest were reference to the predecessor council receiving such an expression of interest; and
bb
reference to a relevant authority notifying the relevant body in writing were reference to the single tier council so notifying the relevant body; and
iii
in subsection (7) each time it occurs reference to the period of 30 days were reference to the period of 30 days beginning with the reorganisation date.
Amendment of the Local Government (Structural Changes) (Transfer of Functions, Property, Rights and Liabilities) Regulations 20084
1
The Local Government (Structural Changes) (Transfer of Functions, Property, Rights and Liabilities) Regulations 20087 are amended in accordance with paragraphs (2) and (3).
2
In regulation 1(2)(a) (citation, commencement etc.)—
a
in paragraph (v) omit “or”;
b
in paragraph (vi) for “and” substitute “or”; and
c
after paragraph (vi) insert—
vii
regulations under section 3 of the Public Service Pensions Act 20138 (scheme regulations); and
3
In regulation 10 (property consisting of financial reserves)—
a
in paragraph (1) after “financial reserves” insert “, or such proportion of the financial reserves as may be agreed between the successor councils,”;
b
after paragraph (1) insert—
1A
Where an agreement has been made between the successor councils under paragraph (1) above for a proportion of the financial reserves to vest in the nominated council on trust, the remainder of the financial reserves shall transfer to the successor councils on the reorganisation date in such proportions as may be agreed between those councils.
c
in paragraph (2) after “financial reserves” insert “, or such proportion of the financial reserves as are held on trust by agreement between the successor councils under paragraph (1),”.
Amendment of the Local Government (Structural Changes) (Transitional Arrangements) (No. 2) Regulations 20085
1
The Local Government (Structural Changes) (Transitional Arrangements) (No. 2) Regulations 20089 are amended in accordance with paragraphs (2) to (11).
2
In regulation 9 (interim acting and local returning officers, etc.)—
a
in paragraphs (1) and (2)(b) for “30th November 2008” substitute “the relevant date”;
b
in paragraph (7)—
i
for “1st December 2008” substitute “the day after the relevant date”; and
ii
for “1st April 2009” substitute “the reorganisation date”; and
c
after paragraph (11) insert—
12
In this regulation “the relevant date” means the 30th November that immediately precedes the reorganisation date.
3
In regulation 11 (plans required before reorganisation date) in paragraph (1) for “31st March 2009” substitute “the day before the reorganisation date”.
4
In regulation 12 (plans, reviews, schemes, etc.)—
a
in the heading—
i
after “reviews,” insert “rules,”; and
ii
for “12 months” substitute “24 months”;
b
in paragraph (1)—
i
in sub-paragraph (a)(i) for “167” substitute “166A”;
ii
in sub-paragraph (a)(iii) omit “and”; and
c
in paragraphs (1)(b)(i) and (3)(a) for “section 28D of the Disability Discrimination Act 1995” substitute “Schedule 10 to the Equality Act 201012”;
d
in paragraph (2)(a) for “(iv)” substitute “(vi)”;
e
in paragraph (5)—
i
after “review,” in each place in which it occurs insert “rules,”;
ii
after “published,” in the second place in which it occurs insert “as soon as practicable and”; and
iii
for “12 months” substitute “24 months”;
f
in paragraph (6)—
i
after “plans,” insert “rules,”; and
ii
in sub-paragraph (b) after “review,” insert “rules,”;
g
in paragraph (7) after “review,” in each place in which it occurs insert “rules,”;
h
in paragraph (8)—
i
for “three” substitute “five”;
ii
for “2011” substitute “2021, or the five year period specified by the related preparing or shadow council or by the single tier council under section 5(6C) of that Act13”;
i
in paragraph (9) for “2010” substitute “2019”; and
j
after paragraph (9) insert—
10
Where a single tier council is taking steps under paragraph (5) to prepare a council tax reduction scheme under section 13A(2) of the Local Government Finance Act 1992 paragraph 5(1) of Schedule 1A to that Act does not apply.
5
In regulation 18 (interpretation of Part 6) omit the definitions of “the 2004 Regulations” and “the Regional Regulations”.
6
In regulation 19 (local development documents)—
a
omit paragraph (2); and
b
after paragraph (3) insert—
4
A single tier council must adopt a local development document under section 23 of the 2004 Act to apply to the whole of its area within a period of five years starting with the reorganisation date.
5
On or after the reorganisation date and prior to adoption of a document to apply to the whole of its area as required by paragraph (4) a single tier council may revise or replace a document referred to in paragraph (1) for a part of its area which was the area of a predecessor council.
6
In revising or replacing a document in accordance with paragraph (5), a single tier council may adopt, with or without modification, a document which was prepared but not adopted by a predecessor council before the reorganisation date.
7
Where—
a
a predecessor council has not before the reorganisation date prepared or adopted a local development document under section 23 of the 2004 Act; and
b
the single tier council has not yet adopted such a document for the whole of its area as required by paragraph (4),
the single tier council may prepare and adopt such a document for the part of its area which was the area of the predecessor council.
7
Omit regulations 20 to 23.
8
In regulation 25 (schools forums)—
a
in paragraph (1) for sub-paragraph (a) substitute—
a
the governing bodies and head teachers of schools in its area that are—
i
16-19 providers;
ii
alternative provision Academies;
iii
early years providers;
iv
mainstream Academies;
v
maintained by a local authority; or
vi
special Academies,
within the meaning of regulation 1(3) of the Schools Forums (England) Regulations 201214; and
b
in paragraph (3)—
i
for “The Schools Forums (England) Regulations 2002” substitute “The Schools Forums (England) Regulations 2012”;
ii
in sub-paragraph (b) for “regulation 2 (establishment of schools forum)” substitute “regulation 3 (constitution of schools forum)”; and
iii
in sub-paragraph (c) for “regulation 9” substitute “regulation 10”.
9
In regulation 26(1) for “1st April 2009” substitute “1st April 2019”.
10
In regulation 32 (honorary aldermen)—
a
in the title, for “aldermen” substitute “titles”;
b
in each place in which it occurs after “alderman” insert “or alderwoman”;
c
in paragraph (1) for “aldermen and freemen” substitute “titles”15; and
d
after paragraph (3) insert—
4
A person who, before the reorganisation date, has been admitted as an honorary freeman or freewoman of a local government area that is abolished by a section 7 order (an “abolished area”) shall, on that date, be treated as having been admitted as an honorary freeman or freewoman of the area which, on the reorganisation date, comprises or includes that abolished area.
11
Omit regulation 33 (honorary freemen).
Amendment of the Local Government (Structural Changes) (Further Financial Provisions and Amendment) Regulations 20096
1
The Local Government (Structural Changes) (Further Financial Provisions and Amendment) Regulations 200916 are amended in accordance with paragraph (2).
2
In regulation 4 (establishment of general funds) for “2009” substitute “2019”.
Amendment of the Local Government (Structural Changes) (Further Transitional and Supplementary Provision and Miscellaneous Amendments) Regulations 20097
1
The Local Government (Structural Changes) (Further Transitional and Supplementary Provision and Miscellaneous Amendments) Regulations 200917 are amended in accordance with paragraphs (2) to (7).
2
In regulation 1(2)(a) (citation etc.)—
a
in paragraph (v) omit “or”; and
b
after paragraph (vi) insert—
vii
regulations under section 3 of the Public Services Pensions Act 201318 (scheme regulations); or
3
In regulation 3—
a
in paragraph (1), in the list of sections—
i
before the entry for section 7 insert “section 6A (requirement to seek proposals for establishment of new Academies)19,”;
ii
after the entry for section 7 insert “section 7A (withdrawal of notices under section 7)20,”; and
iii
after the entry for section 11 insert “section 11A (restriction on power of governing body to make proposals)21,”; and
b
in paragraph (5)—
i
for “The School Organisation (Establishment and Discontinuance of Schools) (England) Regulations 2007” substitute “The School Organisation (Establishment and Discontinuance of Schools) Regulations 201322”; and
ii
for “the School Organisation (Prescribed Alteration to Maintained Schools) (England) Regulations 2007” substitute “the School Organisation (Prescribed Alteration to Maintained Schools) (England) Regulations 201323”.
4
In regulation 8(1) (interpretation of Part 4)—
a
for the definition of “the 2003 Regulations” substitute—
“the 2015 Regulations” means the Accounts and Audit Regulations 201524;
b
for the definition of “statement of accounts” substitute—
“statement of accounts” means the statement required by regulation 7(1) (statement of accounts for Category 1 authorities) of the 2015 Regulations.
5
In regulation 9 (responsibility for preparation of final accounts of predecessor councils) for paragraph (4) substitute—
4
The 2015 Regulations shall have effect for the purposes of paragraphs (1) to (3) as if—
a
in regulation 7 (statement of accounts for Category 1 authorities)—
i
in paragraph (1) the reference to an authority were a reference to the single tier council and not to any of its related predecessor councils; and
ii
in paragraphs (2) and (5) the reference to an authority were a reference to a predecessor council and not to its related single tier council;
b
in regulation 8 (narrative statements)—
i
the references to an authority were references to the single tier council and not to any of its related predecessor councils; and
ii
in paragraph (2) the reference to an authority’s financial performance and economy, efficiency and effectiveness were reference to those matters in relation to a predecessor council and not to its related single tier council;
c
in regulation 9 (signing and approval of statement of accounts, etc.)—
i
the reference to the responsible financial officer were a reference to the section 151 officer; and
ii
in paragraphs (1)(a) and (3)(a) and (b) the references to an authority were references to a predecessor council and not to its related single tier council; and
d
the requirement in regulation 10(1) (publication of statement of accounts, etc.) were a requirement for the single tier council to publish the final accounts of each of its predecessor councils.
6
In regulation 10 (transitional responsibility for preparation of final accounts, etc.) for paragraph (2) substitute—
2
The 2015 Regulations shall have effect for the purposes of paragraph (1) as if in regulation 7 (statement of accounts for Category 1 authorities)—
a
in paragraph (1) the reference to an authority were a reference to the preparing or shadow council and not to any of its related predecessor councils; and
b
in paragraphs (2) and (5) the references to an authority were references to a predecessor council and not to its related preparing or shadow council.
7
In regulation 11 (other transitional provisions relating to financial matters)—
a
for paragraph (1) substitute—
1
Not later than the reorganisation date each predecessor council must, in accordance with regulation 6 (review of internal control) of the 2015 Regulations, prepare and approve an annual governance statement (having conducted a review as mentioned in paragraph (1)(a) of that regulation and having considered the findings of that review as mentioned in paragraph (2)(a) of that regulation).
b
omit paragraph (6); and
c
in paragraph (7) for “statement of internal control” substitute “annual governance statement”.
Amendment of the Local Government (Structural Changes) (Further Transitional Arrangements and Staffing) Regulations 20098
1
The Local Government (Structural Changes) (Further Transitional Arrangements and Staffing) Regulations 200925 are amended in accordance with paragraph (2).
2
In regulation 4 (preparation of reports and plans etc.)—
a
in paragraph (1)(c) for “84(2)(b)” substitute “84(2)”; and
b
in paragraph (2) for “12 months” substitute “24 months”.
Signed by authority of the Secretary of State for Housing, Communities and Local Government
(This note is not part of the Regulations)