http://www.legislation.gov.uk/id/uksi/2019/136

PART 1General

Citation and commencementI1 I741

1

These Regulations may be cited as the Burma (Sanctions) (EU Exit) Regulations 2019.

2

These Regulations come into force in accordance with regulations made under section 56 of the Act.

InterpretationI2 I752

In these Regulations—

“the Act” means the Sanctions and Anti-Money Laundering Act 2018;
“arrangement” includes any agreement, understanding, scheme, transaction or series of transactions, whether or not legally enforceable (but see paragraph 12 of Schedule 1 for the meaning of that term in that Schedule);
“Burma” means the territory of the Republic of the Union of Myanmar;
“the Burma security forces” means the Tatmadaw and the Myanmar Police Force, including the Border Guard Police, and any person acting on their behalf or under their command or control;
“CEMA” means the Customs and Excise Management Act 1979 M1;
“the Commissioners” means the Commissioners for Her Majesty's Revenue and Customs;
“conduct” includes acts and omissions;
“document” includes information recorded in any form and, in relation to information recorded otherwise than in legible form, references to its production include producing a copy of the information in legible form;
“the Dual-Use Regulation” means Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items;
“the EU Burma Regulation” means Council Regulation (EU) No 401/2013 of 2 May 2013 concerning restrictive measures in respect of Myanmar/Burma and repealing Regulation (EC) No 194/2008M2, as it has effect in EU law;
“the Government of Burma” includes its public bodies, corporations or agencies, or any person acting on its behalf or at its direction;
“humanitarian assistance activity” includes the work of international and non-governmental organisations carrying out relief activities in Burma for the benefit of the civilian population there;
“serious human rights violation or abuse” means a serious violation or abuse of any of the human rights specified in regulation 4;
“the Tatmadaw” means the Myanmar Armed Forces;
“trade licence” means a licence under regulation 36;
“Treasury licence” means a licence under regulation 35(1);
“United Kingdom person” has the same meaning as in section 21 of the Act.

Application of prohibitions and requirements outside the United KingdomI3 I983

2

The Secretary of State may designate different persons for F7different provisions mentioned in paragraph (1).

In this regulation, F19“dual-use goods”, “ dual-use technology ”, “restricted goods” and “restricted technology” have the meanings given by Part 5.

Meaning of “owned or controlled directly or indirectly”I7 I797

1

A person who is not an individual (“C”) is “owned or controlled directly or indirectly” by another person (“P”) if either of the following two conditions is met (or both are met).

2

The first condition is that P—

a

holds directly or indirectly more than 50% of the shares in C,

b

holds directly or indirectly more than 50% of the voting rights in C, or

c

holds the right directly or indirectly to appoint or remove a majority of the board of directors of C.

3

Schedule 1 contains provision applying for the purpose of interpreting paragraph (2).

4

The second condition is that it is reasonable, having regard to all the circumstances, to expect that P would (if P chose to) be able, in most cases or in significant respects, by whatever means and F20... whether directly or indirectly, to achieve the result that affairs of C are conducted in accordance with P's wishes.

1

Where the Secretary of State in accordance with regulation 8(6)(b) informs only certain persons of a designation, variation or revocation and (in the case of a designation) of the contents of the statement of reasons, the Secretary of State may specify that any of that information is to be treated as confidential.

2

A person (“P”) who—

a

is provided with information that is to be treated as confidential in accordance with paragraph (1), or

b

otherwise obtains such information,

must not, subject to paragraph (3), disclose it if P knows, or has reasonable cause to suspect, that the information is to be treated as confidential.

3

The prohibition in paragraph (2) does not apply to any disclosure made by P with lawful authority.

4

For this purpose information is disclosed with lawful authority only if and to the extent that—

a

the disclosure is by, or is authorised by, the Secretary of State,

b

the disclosure is by or with the consent of the person who is or was the subject of the designation,

c

the disclosure is necessary to give effect to a requirement imposed under or by virtue of these Regulations or any other enactment, or

d

the disclosure is required, under rules of court, tribunal rules or a court or tribunal order, for the purposes of legal proceedings of any description.

5

This regulation does not prevent the disclosure of information that is already, or has previously been, available to the public from other sources.

6

A person who contravenes the prohibition in paragraph (2) commits an offence.

7

The High Court (in Scotland, the Court of Session) may, on the application of—

a

the person who is the subject of the information, or

b

the Secretary of State,

grant an injunction (in Scotland, an interdict) to prevent a breach of the prohibition in paragraph (2).

8

In paragraph (4)(c), “enactment” has the meaning given by section 54(6) of the Act.

PART 3Finance

Meaning of “designated person” in Part 3I10 I10010

In this Part a “designated person” means a person who is designated under regulation 5 for the purposes of regulations 11 to 15.

For the avoidance of doubt, the reference in paragraph (1) to a designated person includes P if P is a designated person.

Making funds available to designated personI12 I10212

1

A person (“P”) must not make funds available directly or indirectly to a designated person if P knows, or has reasonable cause to suspect, that P is making the funds so available.

2

Paragraph (1) is subject to Part 6 (Exceptions and licences).

3

A person who contravenes the prohibition in paragraph (1) commits an offence.

4

The reference in paragraph (1) to making funds available indirectly to a designated person includes, in particular, a reference to making them available to a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

Making funds available for benefit of designated personI13 I10313

1

A person (“P”) must not make funds available to any person for the benefit of a designated person if P knows, or has reasonable cause to suspect, that P is making the funds so available.

2

Paragraph (1) is subject to Part 6 (Exceptions and licences).

3

A person who contravenes the prohibition in paragraph (1) commits an offence.

4

For the purposes of this regulation—

a

funds are made available for the benefit of a designated person only if that person thereby obtains, or is able to obtain, a significant financial benefit, and

b

“financial benefit” includes the discharge (or partial discharge) of a financial obligation for which the designated person is wholly or partly responsible.

Making economic resources available to designated personI14 I10414

1

A person (“P”) must not make economic resources available directly or indirectly to a designated person if P knows, or has reasonable cause to suspect—

a

A person who is designated under regulation 5 for the purposes of this regulation is an excluded person for the purposes of section 8B of the Immigration Act 1971 M3.

PART 5Trade

CHAPTER 1Interpretation

Definition of “restricted goods” and “restricted technology”I18 I8118

In this Part—

“restricted goods” means—
1. a
  military goods,
2. b
  F21...
3. c
  internal repression goods, and
4. d
  interception and monitoring goods;
“restricted technology” means—
1. a
  military technology,
2. b
  F22...
3. c
  internal repression technology, and
4. d
  interception and monitoring technology.

Definitions relating to “restricted goods” and “restricted technology”I19 I8219

1

The following definitions apply for the purposes of regulation 18—

F23...
F23...
“interception and monitoring goods” means any item mentioned in sub-paragraph (a) or (b), provided that it may be used for interception and monitoring services—
1. a
  a relevant Schedule 3 item;
2. b
  any tangible storage medium on which interception and monitoring technology is recorded or from which it can be derived;
“interception and monitoring technology” means any thing—
1. a
  which is described as software in paragraph 2 of Schedule 3, provided that it may be used for interception and monitoring services, and
2. b
  which is described as software or other technology in paragraph 3 of Schedule 3, (but see paragraph (3));
“internal repression goods” means—
1. a
  any thing specified in Schedule 2, other than—
  1. i
    any thing which is internal repression technology, or
  2. ii
    any thing for the time being specified in—
  3. aa
    Schedule 2 to the Export Control Order 2008 M4, or
  4. bb
    Annex Ⅰ of the Dual-Use Regulation, and
2. b
  any tangible storage medium on which internal repression technology is recorded or from which it can be derived;
“internal repression technology” means any thing which is described in Schedule 2 as software or technology, within the meaning of that Schedule;
“military goods” means—
1. a
  any thing for the time being specified in Schedule 2 to the Export Control Order 2008, other than any thing which is military technology, and
2. b
  any tangible storage medium on which military technology is recorded or from which it can be derived;
“military technology” means any thing for the time being specified in Schedule 2 to the Export Control Order 2008 which is described as software or technology.

2

For the purpose of paragraph (1), “a relevant Schedule 3 item” means any thing described in Schedule 3, other than—

i

any thing which is interception and monitoring technology, or

ii

any thing for the time being specified in—

aa

Schedule 2 to the Export Control Order 2008, or

bb

Annex Ⅰ of the Dual-Use Regulation.

3

The definition of “interception and monitoring technology” does not apply to software which is—

a

generally available to the public, or

b

in the public domain.

4

For the purpose of paragraph (3)—

a

software is “generally available to the public” if—

i

the software is sold from stock at retail selling points without restriction, by means of—

aa

over the counter transactions,

bb

mail order transactions,

cc

electronic transactions, or

dd

telephone order transactions, and

ii

the software is designed for installation by the user without further substantial support by the supplier;

b

software is “in the public domain” if the software has been made available without restrictions upon its further dissemination (and for this purpose copyright restrictions do not constitute a restriction upon its further dissemination).

Definition of “interception and monitoring services”I20 I8320

1

For the purposes of this regulation, the following definitions also apply—

“apparatus” includes any equipment, machinery or device (whether physical or logical) and any wire or cable;
“communication”, for the purpose of a telecommunication system, includes—
1. a
  anything comprising speech, music, sounds, visual images or data of any description, and
2. b
  signals serving for the impartation of anything between persons, between a person and a thing or between things, for the actuation or control of any apparatus;
“content”, in relation to a communication and a telecommunication system, means any element of the communication, or any data attached to or logically associated with the communication, which reveals anything of what might reasonably be considered to be the meaning (if any) of the communication, but—
1. a
  any meaning arising from the fact of the communication or from any data relating to the transmission of the communication is to be disregarded, and
2. b
  anything which is systems data is not content;
“systems data” means any data that enables or facilitates, or identifies or describes anything connected with enabling or facilitating, the functioning of a telecommunication system (including any apparatus forming part of the system);
“a telecommunication system” means a system (including the apparatus comprised in it) that exists for the purpose of facilitating the transmission of communications by any means involving the use of electrical or electromagnetic energy;
“wireless telegraphy” and “wireless telegraphy apparatus” have the same meaning as in sections 116 and 117 of the Wireless Telegraphy Act 2006 M5.

Interpretation of other expressions used in this PartI21 I10821

1

Paragraphs 32 and 36 of Schedule 1 to the Act (trade sanctions) apply for the purpose of interpreting expressions in this Part.

2

In this Part, any reference to the United Kingdom includes a reference to the territorial sea.

3

In this Part—

“brokering service” means any service to secure, or otherwise in relation to, an arrangement, including (but not limited to)—
1. a
  the selection or introduction of persons as parties or potential parties to the arrangement,
2. b
  the negotiation of the arrangement,
3. c
  the facilitation of anything that enables the arrangement to be entered into, and
4. d
  the provision of any assistance that in any way promotes or facilitates the arrangement;
F24“dual-use goods”means—
1. a
  any thing for the time being specified in Annex Ⅰ of the Dual-Use Regulation other than any thing which is dual-use technology, and
2. b
  any tangible storage medium on which dual-use technology is recorded or from which it can be derived;
F24“dual-use technology” means any thing for the time being specified in Annex Ⅰ of the Dual-Use Regulation which is described as software or technology;
“technical assistance”, in relation to goods or technology, means—
1. a
  technical support relating to the repair, development, production, assembly, testing, use or maintenance of the goods or technology, or
2. b
  any other technical service relating to the goods or technology;
“transfer” has the meaning given by paragraph 37 of Schedule 1 to the Act.

4

For the purposes of this Part, F25... a person is to be regarded as “connected with” Burma if the person is—

a

an individual who is, or an association or combination of individuals who are, ordinarily resident in Burma,

b

an individual who is, or an association or combination of individuals who are, located in Burma,

c

a person, other than an individual, which is incorporated or constituted under the law of Burma, or

d

a person, other than an individual, which is domiciled in Burma.

F265

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

directly or indirectly make restricted goods or restricted technology available for use in Burma.

2

Paragraph (1) is subject to Part 6 (Exceptions and licences).

3

A person who contravenes a prohibition in paragraph (1) commits an offence, but—

a

it is a defence for a person charged with the offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Burma;

b

it is a defence for a person charged with the offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Burma.

Transfer of restricted technologyI25 I11225

1

A person must not—

a

transfer restricted technology to a place in Burma;

it is a defence for a person charged with an offence of contravening a prohibition in paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Paragraph (1) is subject to Part 6 (Exceptions and licences).

3

A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.

4

In this regulation—

“non-UK country” means a country that is not the United Kingdom;
“third country” means—
1. a
  for the purposes of paragraph (1)(a) and (b), a country that is not the United Kingdom, the Isle of Man or Burma, and
2. b
  for the purposes of any other provision of paragraph (1), a country that is not the United Kingdom or Burma.

F3CHAPTER 2ADual-use goods and dual-use technology

Annotations:

Amendments (Textual)

Pt. 5 Ch. 2A inserted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 4(9); S.I. 2020/1514, reg. 4

Interpretation of this Chapter28A

For the purposes of this Chapter—

a

goods are “for military use” if they are—

i

for use by the Tatmadaw or any other military end-user, or

ii

for any military use;

b

technology is “for military use” if it—

i

relates to military activities carried on or proposed to be carried on by the Tatmadaw or any other military end-user, or

ii

is for any military use.

Export of dual-use goods28B

1

The export to Burma of dual-use goods for military use is prohibited.

2

The export of dual-use goods for military use in Burma is prohibited.

3

The export of dual-use goods to or for use by the Burma security forces is prohibited.

4

Paragraphs (1), (2) and (3) are subject to Part 6 (Exceptions and licences).

Supply and delivery of dual-use goods28C

1

A person must not—

a

directly or indirectly supply or deliver dual-use goods for military use from a third country to a place in Burma;

b

directly or indirectly supply or deliver dual-use goods from a third country to, or for use by, the Burma security forces.

2

Paragraph (1) is subject to Part 6 (Exceptions and licences).

3

A person who contravenes a prohibition in paragraph (1) commits an offence, but—

a

it is a defence for a person charged with the offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that—

i

the goods were destined (or ultimately destined) for Burma, or

ii

the goods were for military use;

b

it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the goods were supplied or delivered to or for the use of the Burma security forces.

4

In this regulation “third country” means a country that is not the United Kingdom, the Isle of Man or Burma.

Making dual-use goods and dual-use technology available28D

1

A person must not—

a

directly or indirectly make available, to a person connected with Burma, dual-use goods for military use or dual-use technology for military use;

b

directly or indirectly make available dual-use goods for military use in Burma or dual-use technology for military use in Burma;

c

directly or indirectly make dual-use goods available to, or for use by, the Burma security forces.

2

Paragraph (1) is subject to Part 6 (Exceptions and licences).

3

A person who contravenes a prohibition in paragraph (1) commits an offence, but—

a

it is a defence for a person charged with an offence of contravening paragraph (1)(a)(“P”) to show that P did not know and had no reasonable cause to suspect that—

i

the person was connected with Burma, or

ii

the goods or technology were for military use;

b

it is a defence for a person charged with an offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the goods or technology were for military use in Burma;

c

it is a defence for a person charged with an offence of contravening paragraph (1)(c) (“P”) to show that P did not know and had no reasonable cause to suspect that the goods were made available to or for the use of the Burma security forces.

Transfer of dual-use technology28E

1

A person must not—

a

transfer dual-use technology for military use to a place in Burma;

b

transfer dual-use technology for military use to a person connected with Burma;

c

transfer dual-use technology to the Burma security forces.

2

Paragraph (1) is subject to Part 6 (Exceptions and licences).

3

A person who contravenes a prohibition in paragraph (1) commits an offence, but—

a

it is a defence for a person charged with the offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that—

i

the transfer was to a place in Burma, or

ii

the technology was for military use;

b

it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that—

i

the person was connected with Burma, or

ii

the technology was for military use;

c

it is a defence for a person charged with an offence of contravening paragraph (1)(c) (“P”) to show that P did not know and had no reasonable cause to suspect that the technology was transferred to the Burma security forces.

Technical assistance relating to dual-use goods and dual-use technology28F

1

A person must not directly or indirectly—

a

provide technical assistance relating to dual-use goods for military use or dual-use technology for military use to a person connected with Burma;

b

provide technical assistance relating to dual-use goods for military use in Burma or dual-use technology for military use in Burma;

c

provide technical assistance relating to dual-use goods or dual-use technology to the Burma security forces;

d

provide technical assistance relating to dual-use goods or dual-use technology for use by the Burma security forces.

2

Paragraph (1) is subject to Part 6 (Exceptions and licences).

3

A person who contravenes a prohibition in paragraph (1) commits an offence, but—

a

it is a defence for a person charged with the offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that—

i

the person was connected with Burma, or

ii

the goods or technology were for military use;

b

it is a defence for a person charged with the offence of contravening paragraph (1)(b) (“P”) to show that P did not know and had no reasonable cause to suspect that the goods or technology were for military use in Burma;

c

it is a defence for a person charged with the offence of contravening paragraph (1)(c) (“P”) to show that P did not know and had no reasonable cause to suspect that the technical assistance was provided to the Burma security forces;

d

it is a defence for a person charged with the offence of contravening paragraph (1)(d) (“P”) to show that P did not know and had no reasonable cause to suspect that the goods or technology were for use by the Burma security forces.

it is a defence for a person charged with an offence of contravening a prohibition in paragraph (4) (“P”) to show that P did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned in that paragraph.

Brokering services: non-UK activity relating to dual-use goods and dual-use technology28H

“non-UK country” means a country that is not the United Kingdom;
“third country” means—
1. a
  for the purposes of paragraph (1)(a) and (c), a country that is not the United Kingdom, the Isle of Man or Burma,
2. b
  for the purposes of any other provision of paragraph (1), a country that is not the United Kingdom or Burma.

CHAPTER 3Interception and monitoring services

Provision of interception and monitoring servicesI29 I11629

1

A person must not directly or indirectly provide interception and monitoring services to, or for the benefit of, F27the Government of Burma.

2

Paragraph (1) is subject to Part 6 (Exceptions and licences).

3

A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence (“P”) to show that P did not know and had no reasonable cause to suspect that the F28services were provided to, or for the benefit of, the Government of Burma.

F4CHAPTER 4Military activities etc.

Annotations:

Amendments (Textual)

Pt. 5 Ch. 4 substituted (31.12.2020 immediately after IP completion day) by The Sanctions (EU Exit) (Miscellaneous Amendments) (No. 2) Regulations 2020 (S.I. 2020/590), regs. 1(2), 4(11); S.I. 2020/1514, reg. 4

Military activities or otherwise enabling or facilitating the conduct of armed hostilities30

1

A person must not directly or indirectly provide anything falling within paragraph (2) to or for the benefit of the Tatmadaw, or to any person acting on its behalf or under its direction, where such provision—

a

relates to the military activities of the recipient in Burma, or

b

otherwise enables or facilitates the conduct of armed hostilities in Burma.

2

The following fall within this paragraph—

a

technical assistance,

b

armed personnel,

c

financial services or funds, or

d

brokering services in relation to an arrangement whose object or effect is to provide, in a non-UK country, anything mentioned in sub-paragraphs (a) to (c).

3

Paragraph (1) is subject to Part 6 (Exceptions and licences).

4

a

was to or for the benefit of the Tatmadaw, or to any person acting on its behalf or under its direction, or

b

related to the military activities of the recipient in Burma or would otherwise enable or facilitate the conduct of armed hostilities in Burma.

5

In this regulation—

“non-UK country” means a country that is not the United Kingdom;
“technical assistance” means the provision of technical support or any other technical service.

6

Nothing in this regulation is to be taken to limit the meaning of any of the prohibitions contained in Chapter 2, 2A or 3.

CHAPTER 5Further provision

Circumventing etc prohibitionsI30 I11731

1

A person must not intentionally participate in activities knowing that the object or effect of them is, whether directly or indirectly—

a

to circumvent any of the prohibitions in Chapters 2 to 4 of this Part, or

b

to enable or facilitate the contravention of any such prohibition.

2

A person who contravenes a prohibition in paragraph (1) commits an offence.

DefencesI31 I11832

c

accounts A and B are held or controlled (directly or indirectly) by P.

7

In this regulation—

“designated person” has the same meaning as it has in Part 3 (Finance);
“frozen account” means an account with a relevant institution which is held or controlled (directly or indirectly) by a designated person;
“relevant institution” means a person that has permission under Part 4A of the Financial Services and Markets Act 2000 M8 (permission to carry on regulated activity).

8

The definition of “relevant institution” in paragraph (7) is to be read with section 22 of the Financial Services and Markets Act 2000 M9, any relevant order under that section M10 and Schedule 2 to that Act M11.

F2Exception for authorised conduct in a relevant country33A

1

Where a person's conduct in a relevant country would, in the absence of this regulation, contravene a prohibition in any of regulations 11 to 15 (asset-freeze etc.) or Chapters 2 to 4 of Part 5 (Trade) (“the relevant prohibition”), the relevant prohibition is not contravened if the conduct is authorised by a licence or other authorisation which is issued—

a

under the law of the relevant country, and

b

for the purpose of disapplying a prohibition in that jurisdiction which corresponds to the relevant prohibition.

2

In this regulation—

“relevant country” means—

a
any of the Channel Islands,
b
the Isle of Man, or
c
any British overseas territory.

Exception for acts done for purposes of national security or prevention of serious crimeI33 I12034

1

Where an act would, in the absence of this paragraph, be prohibited by the prohibition in regulation 9(2) (confidentiality) or any prohibition in Part 3 (Finance) or 5 (Trade), that prohibition does not apply to the act if the act is one which a responsible officer has determined would be in the interests of—

a

national security, or

b

the prevention or detection of serious crime in the United Kingdom or elsewhere.

2

Where, in the absence of this paragraph, a thing would be required to be done under or by virtue of a provision of Part 7 (Information and records) or Part 9 (Maritime enforcement), that requirement does not apply if a responsible officer has determined that not doing the thing in question would be in the interests of—

a

national security, or

b

the prevention or detection of serious crime in the United Kingdom or elsewhere.

3

In this regulation “responsible officer” means a person in the service of the Crown or holding office under the Crown, acting in the course of that person's duty.

Treasury licencesI34 I12135

1

The prohibitions in regulations 11 to 15 (asset-freeze etc) do not apply to anything done under the authority of a licence issued by the Treasury under this paragraph.

2

The Treasury may issue a licence which authorises acts by a particular person only where the Treasury consider that it is appropriate to issue the licence for a purpose set out in Schedule 4.

Trade licencesI35 I12236

The prohibitions in Chapters 2 to 4 of Part 5 (Trade) do not apply to anything done under the authority of a licence issued by the Secretary of State under this regulation.

Licences: general provisionsI36 I12337

1

This regulation applies in relation to Treasury licences and trade licences.

2

A licence must specify the acts authorised by it.

3

A licence may be general or may authorise acts by a particular person or persons of a particular description.

4

A licence may —

a

contain conditions;

b

be of indefinite duration or a defined duration.

5

A person who issues a licence may vary, revoke or suspend it at any time.

6

A person who issues, varies, revokes or suspends a licence which authorises acts by a particular person must give written notice to that person of the issue, variation, revocation or suspension of the licence.

7

A person who issues, varies, revokes or suspends a general licence or a licence which authorises acts by persons of a particular description must take such steps as that person considers appropriate to publicise the issue, variation, revocation or suspension of the licence.

Finance: licensing offencesI37 I12438

1

A person (“P”) commits an offence if P knowingly or recklessly—

a

provides information that is false in a material respect, or

b

provides or produces a document that is not what it purports to be,

for the purpose of obtaining a Treasury licence (whether for P or anyone else).

2

A person who purports to act under the authority of a Treasury licence but who fails to comply with any condition of the licence commits an offence.

Trade: licensing offencesI38 I12539

1

A person (“P”) commits an offence if P knowingly or recklessly—

a

provides information that is false in a material respect, or

b

provides or produces a document that is not what it purports to be,

for the purpose of obtaining a trade licence (whether for P or anyone else).

2

A person who purports to act under the authority of a trade licence but who fails to comply with any condition of the licence commits an offence.

3

A licence in respect of which an offence under paragraph (1) has been committed is to be treated as void from the time at which it was issued.

Section 8B(1) to (3) of Immigration Act 1971: directionsI39 I9740

1

The Secretary of State may direct that, in relation to any person within regulation 17 whose name is specified, or who is of a specified description, section 8B(1) and (2) of the Immigration Act 1971, or section 8B(3) of that Act, have effect subject to specified exceptions.

2

A direction may contain conditions.

3

A direction must be of a defined duration (and that duration may be expressed in any way, including, for example, being expressed in a way such that the direction ceases to have effect on, or within a specified period after, the occurrence of a specified event).

4

The Secretary of State may vary, revoke or suspend a direction at any time.

5

On the issue, variation, revocation or suspension of a direction, the Secretary of State may take such steps as the Secretary of State considers appropriate to publicise the issue, variation, revocation or suspension of the direction.

6

In this regulation “specified” means specified in a direction.

PART 7Information and records

Finance: reporting obligationsI40 I12641

1

A relevant firm must inform the Treasury as soon as practicable if—

a

it knows, or has reasonable cause to suspect, that a person—

i

is a designated person, or

ii

a trustee of an express trust or similar legal arrangement, or

ii

a nominee shareholder for a person.

3

In paragraph (1)—

“estate agency work” is to be read in accordance with section 1 of the Estate Agents Act 1979 M15, but as if references in that section to disposing of or acquiring an interest in land included (despite anything in section 2 of that Act) references to disposing of or acquiring an estate or interest in land outside the United Kingdom where that estate or interest is capable of being owned or held as a separate interest;
“firm” means any entity that, whether or not a legal person, is not an individual, and includes a body corporate and a partnership or other unincorporated body.

4

Paragraph (1)(a) and (b) is to be read with section 22 of the Financial Services and Markets Act 2000, any relevant order under that section and Schedule 2 to that Act.

5

For the purposes of regulation 41(1), information or another matter comes to a relevant firm “in the course of carrying on its business” if the information or other matter comes to the firm—

a

in the case of a relevant firm within paragraph (1)(a), in the course of carrying on an activity in respect of which the permission mentioned in that provision is required;

b

in the case of a relevant firm within paragraph (1)(c)(i), in the course of carrying out statutory audit work within the meaning of section 1210 of the Companies Act 2006 (meaning of statutory auditor) M16;

c

in the case of a relevant firm within paragraph (1)(c)(ii), in the course of carrying out an audit required by the Local Audit and Accountability Act 2014;

d

in the case of a relevant firm within paragraph (1)(f), in the course of carrying on an activity in respect of which the licence mentioned in that provision is required;

e

in the case of a relevant firm within any other provision of paragraph (1), in the course of carrying on an activity mentioned in that provision.

A request may include a continuing obligation to keep the Treasury informed as circumstances change, or on such regular basis as the Treasury may specify.

11

Information requested under this regulation may relate to any period of time during which a person is, or was, a designated person.

12

Information requested by virtue of paragraph (1)(b), (2) or (7)(a)(iii) may relate to any period before a person became a designated person (as well as, or instead of, any subsequent period).

13

Expressions used in this regulation have the same meaning as they have in Part 3.

Finance: production of documentsI43 I12944

1

A request under regulation 43 may include a request to produce specified documents or documents of a specified description.

2

Where the Treasury request that documents be produced, the Treasury may—

a

d

otherwise intentionally obstructs the Treasury in the exercise of their powers under regulation 43 (finance: powers to request information) or 44 (finance: production of documents).

2

Where a person is convicted of an offence under this regulation, the court may make an order requiring that person, within such period as may be specified in the order, to comply with the request.

Trade: application of information powers in CEMAI45 I8446

1

Section 77A of CEMA M17 applies in relation to a person carrying on a relevant activity as it applies in relation to a person concerned in the importation or exportation of goods but as if—

a

in subsection (1), the reference to a person concerned in the importation or exportation of goods for which for that purpose an entry is required by regulation 5 of the Customs Controls on Importation of Goods Regulations 1991 M18 or an entry or specification is required by or under CEMA were to a person carrying on a relevant activity;

b

any other reference to importation or exportation were to a relevant activity;

c

any other reference to goods were to the goods, technology, services or funds to which the relevant activity relates.

2

For the purposes of paragraph (1), a “relevant activity” means an activity which would, unless done under the authority of a trade licence, constitute a contravention of—

a

any prohibition in Chapter 2, F322A, 3 or 4 of Part 5 (Trade) except F33any prohibitions in regulation 22(1) or regulation 28B(1) to (3), or

b

the prohibition in regulation 31 (circumventing etc prohibitions).

General trade licences: recordsI46 I13147

1

This regulation applies in relation to a person (“P”) who does any act authorised by a general licence issued under regulation 36 (trade licences) (“the licence”).

2

P must keep a register or record containing such details as may be necessary to allow the following information to be identified in relation to each act done under the authority of the licence—

a

a description of the act;

b

a description of any goods, technology, services or funds to which the act relates;

c

the date of the act or the dates between which the act took place;

d

the quantity of any goods or funds to which the act relates;

e

P's name and address;

f

the name and address of any consignee of goods to which the act relates or any recipient of technology, services or funds to which the act relates;

g

in so far as it is known to P, the name and address of the end-user of the goods, technology, services or funds to which the act relates;

h

if different from P, the name and address of the supplier of any goods to which the act relates;

i

any further information required by the licence.

3

The register or record relating to an act must be kept until the end of the calendar year in which the register or record is created and for a further period of 4 years from the end of that calendar year.

4

P must notify the Secretary of State in writing of P's name and the address at which the register or record may be inspected, and must make a further such notification if those details change.

5

A notification under paragraph (4) must be given no later than 30 days after—

a

P first does any act authorised by the licence, or

b

there is any change to the details previously notified.

6

A person who fails to comply with a requirement in paragraph (2), (3) or (4) commits an offence.

General trade licences: inspection of recordsI47 I13248

1

A person authorised by the Secretary of State or the Commissioners (an “official”) may at any reasonable hour enter premises notified under regulation 47(4) for the purposes of monitoring compliance with, or detecting evasion of, regulation 47(2) or (3).

2

An official may require any person on the premises to produce any register or record required to be kept under regulation 47, or any document included in such a register or record, that is in the person's possession or control.

3

An official may inspect and copy any such register, record or document.

4

An official must, if requested to do so, produce documentary evidence that he or she is authorised to exercise a power conferred by this regulation.

5

A person commits an offence if, without reasonable excuse, the person—

a

intentionally obstructs an official in the performance of any of the official's functions under this regulation, or

b

fails to produce a register, record or document when reasonably required to do so by an official under this regulation.

1

A disclosure of information under regulation 49 does not breach any restriction on such disclosure imposed by statute or otherwise.

2

But nothing in that regulation authorises a disclosure that—

a

contravenes the data protection legislation, or

b

is prohibited by any of Parts 1 to 7 or Chapter 1 of Part 9 of the Investigatory Powers Act 2016 M21.

3

Nothing in this Part is to be read as requiring a person who has acted or is acting as counsel or solicitor for any person to disclose any privileged information in their possession in that capacity.

4

Regulation 49 does not limit the circumstances in which information may be disclosed apart from that regulation.

5

Nothing in this Part limits any conditions which may be contained in a Treasury licence or a trade licence.

6

In this regulation—

“the data protection legislation” has the same meaning as in the Data Protection Act 2018 (see section 3 of that Act) M22;
“privileged information” means information with respect to which a claim to legal professional privilege (in Scotland, to confidentiality of communications) could be maintained in legal proceedings.

5

In relation to an offence committed before F1paragraph 24(2) of Schedule 22 to the Sentencing Act 2020M23 comes into force the reference in each of paragraphs (1)(a), (2)(a) and (3)(a) to 12 months is to be read as a reference to 6 months.

Liability of officers of bodies corporate etcI51 I8552

1

Where an offence under these Regulations, committed by a body corporate—

a

is committed with the consent or connivance of any director, manager, secretary or other similar officer of the body corporate, or any person who was purporting to act in any such capacity, or

b

is attributable to any neglect on the part of any such person,

that person as well as the body corporate is guilty of the offence and is liable to be proceeded against and punished accordingly.

2

In paragraph (1) “director”, in relation to a body corporate whose affairs are managed by its members, means a member of the body corporate.

3

Paragraph (1) also applies in relation to a body that is not a body corporate, with the substitution for the reference to a director of the body of a reference—

a

in the case of a partnership, to a partner;

b

in the case of an unincorporated body other than a partnership—

i

where the body's affairs are managed by its members, to a member of the body;

ii

in any other case, to a member of the governing body.

4

Section 171(4) of CEMA (which is a provision similar to this regulation) does not apply to any offence under these Regulations to which that provision would, in the absence of this paragraph, apply.

in such sheriff court district as the Lord Advocate may determine.

4

In paragraph (3) “sheriff court district” is to be read in accordance with the Criminal Procedure (Scotland) Act 1995 (see section 307(1) of that Act) M24.

Procedure for offences by unincorporated bodiesI53 I8854

1

Paragraphs (2) and (3) apply if it is alleged that an offence under these Regulations has been committed by an unincorporated body (as opposed to by a member of the body).

2

Proceedings in England and Wales or Northern Ireland for such an offence must be brought against the body in its own name.

3

For the purposes of proceedings, for such an offence brought against an unincorporated body—

a

rules of court relating to the service of documents have effect as if the body were a body corporate;

b

the following provisions apply as they apply in relation to a body corporate—

i

section 33 of the Criminal Justice Act 1925 M25 and Schedule 3 to the Magistrates' Courts Act 1980 M26;

ii

section 18 of the Criminal Justice Act (Northern Ireland) 1945 M27 and Article 166 of, and Schedule 4 to, the Magistrates' Courts (Northern Ireland) Order 1981 M28.

4

A fine imposed on an unincorporated body on its conviction of an offence under these Regulations is to be paid out of the funds of the body.

Time limit for proceedings for summary offencesI54 I8955

1

Proceedings for an offence under these Regulations which is triable only summarily may be brought within the period of 12 months beginning with the date on which evidence sufficient in the opinion of the prosecutor to justify the proceedings comes to the prosecutor's knowledge.

2

But such proceedings may not be brought by virtue of paragraph (1) more than 3 years after the commission of the offence.

3

ii

the reference to the place from which any goods have been brought included a reference to the place to which goods have been exported, supplied or delivered or the place to or from which technology has been transferred.

6

The provisions of CEMA are sections 145, 146, 147, 148(1), 150, 151, 152, 154 and 155 M32 (legal proceedings).

Trade offences in CEMA: modification of penaltyI56 I8757

1

Paragraph (2) applies where a person is guilty of an offence under section 68(2) of CEMA in connection with a prohibition mentioned in regulation 22(1) F36or regulation 28B(1) to (3).

2

Where this paragraph applies, the reference to 7 years in section 68(3)(b) of CEMA M33 is to be read as a reference to 10 years.

3

Paragraph (4) applies where a person is guilty of an offence under section 170(2) of CEMA in connection with a prohibition mentioned in regulation 22(1) F36or regulation 28B(1) to (3).

4

Where this paragraph applies, the reference to 7 years in section 170(3)(b) of CEMA M34 is to be read as a reference to 10 years.

Application of Chapter 1 of Part 2 of Serious Organised Crime and Police Act 2005I57 I9058

Chapter 1 of Part 2 of the Serious Organised Crime and Police Act 2005 (investigatory powers) M35 applies to any offence under Part 3 (Finance) F37or regulation 38 (finance: licensing offences).

Monetary penaltiesI58 I137F3859

Each provision in Part 5 (Trade) which contains a prohibition imposed for a purpose mentioned in section 3(1) or (2) of the Act is to be regarded as not being financial sanctions legislation for the purposes of Part 8 of the Policing and Crime Act 2017.

PART 9Maritime enforcement

Exercise of maritime enforcement powersI59 I13860

1

A maritime enforcement officer may, for a purpose mentioned in paragraph (2) or (3), exercise any of the maritime enforcement powers in relation to—

a

a British ship in foreign waters or international waters,

b

a ship without nationality in international waters, or

c

a foreign ship in international waters,

and a ship within sub-paragraph (a), (b) or (c) is referred to in this Part as “a relevant ship”.

2

The maritime enforcement powers may be exercised for the purpose of enforcing any of the following—

a

the prohibition in regulation 22(1) (exports of restricted goods);

b

the prohibition in regulation 23(1) (supply and delivery of restricted goods);

c

a prohibition in regulation 24(1)(a) F40or (b) (making of restricted goods and restricted technology available);

d

a prohibition in regulation 25(1)(a) F41or (b) (transfer of restricted technology)F39;

F42e

a prohibition in regulation 28B(1) to (3) (export of dual-use goods);

f

a prohibition in regulation 28C(1)(a) or (b) (supply and delivery of dual-use goods);

g

a prohibition in regulation 28D(1)(a) to (c) (making dual-use goods and dual-use technology available);

h

a prohibition in regulation 28E(1)(a) to (c) (transfer of dual-use technology);

i

a prohibition imposed by a condition of a trade licence in relation to any prohibition mentioned in sub-paragraphs (a) to (h).

3

The maritime enforcement powers may also be exercised in relation to a relevant ship for the purpose of—

a

investigating the suspected carriage of relevant goods on the ship, or

b

preventing the continued carriage on the ship of goods suspected to be relevant goods.

4

In this Part, “the maritime enforcement powers” are the powers conferred by regulations 62 and 63.

5

This regulation is subject to regulation 64 (restrictions on exercise of maritime enforcement powers).

Maritime enforcement officersI60 I13961

1

The following persons are “maritime enforcement officers” for the purposes of this Part—

a

a commissioned officer of any of Her Majesty's ships;

b

a member of the Ministry of Defence Police (within the meaning of section 1 of the Ministry of Defence Police Act 1987 M36);

c

a constable—

i

who is a member of a police force in England and Wales,

ii

within the meaning of section 99 of the Police and Fire Reform (Scotland) Act 2012 M37, or

iii

who is a member of the Police Service of Northern Ireland or the Police Service of Northern Ireland Reserve;

d

a special constable—

i

appointed under section 27 of the Police Act 1996 M38,

ii

appointed under section 9 of the Police and Fire Reform (Scotland) Act 2012, or

iii

in Northern Ireland, appointed by virtue of provision incorporating section 79 of the Harbours, Docks, and Piers Clauses Act 1847 M39;

e

a constable who is a member of the British Transport Police Force;

f

a port constable, within the meaning of section 7 of the Marine Navigation Act 2013 M40, or a person appointed to act as a constable under provision made by virtue of section 16 of the Harbours Act 1964 M41;

g

a designated customs official within the meaning of Part 1 of the Borders, Citizenship and Immigration Act 2009 (see section 14(6) of that Act) M42;

h

a designated NCA officer who is authorised by the Director General of the National Crime Agency (whether generally or specifically) to exercise the powers of a maritime enforcement officer under this Part.

2

In this regulation, “a designated NCA officer” means a National Crime Agency officer who is either or both of the following—

a

an officer designated under section 10 of the Crime and Courts Act 2013 as having the powers and privileges of a constable;

b

an officer designated under that section as having the powers of a general customs official.

The officer may exercise the power conferred by paragraph (3)(a)(ii) in relation to a person only where the officer has reasonable grounds to believe that the person might use a thing to cause physical injury or damage to property or to endanger the safety of any ship.

7

The officer may use reasonable force, if necessary, in the exercise of any power conferred by this regulation.

Seizure powerI62 I14163

1

This regulation applies if a maritime enforcement officer is lawfully on a relevant ship (whether in exercise of the powers conferred by regulation 62 or otherwise).

2

The officer may seize any of the following which are found on the ship, in any thing found on the ship, or on any person found on the ship—

a

goods which the officer has reasonable grounds to suspect are prohibited goods or relevant goods, or

b

things within regulation 62(3)(a)(ii).

3

The officer may use reasonable force, if necessary, in the exercise of any power conferred by this regulation.

Restrictions on exercise of maritime enforcement powersI63 I14264

1

The authority of the Secretary of State is required before any maritime enforcement power is exercised in reliance on regulation 60 in relation to—

a

a British ship in foreign waters, or

b

a foreign ship in international waters.

2

In relation to a British ship in foreign waters other than the sea and other waters within the seaward limits of the territorial sea adjacent to any relevant British possession, the Secretary of State may give authority under paragraph (1) only if the State in whose waters the power would be exercised consents to the exercise of the power.

3

In relation to a foreign ship in international waters, the Secretary of State may give authority under paragraph (1) only if—

a

the home state has requested the assistance of the United Kingdom for a purpose mentioned in regulation 60(2) or (3),

b

the home state has authorised the United Kingdom to act for such a purpose, or

c

the United Nations Convention on the Law of the Sea 1982 M43 or a UN Security Council Resolution otherwise permits the exercise of the power in relation to the ship.

Interpretation of Part 9I64 I14365

6

In this regulation—

“proper officer”—
1. a
  in relation to a body other than a partnership, means the secretary or other executive officer charged with the conduct of the body's general affairs, and
2. b
  in relation to a partnership, means a partner or a person who has the control or management of the partnership's business;
“registered company” means a company registered under the enactments relating to companies for the time being in force in the United Kingdom.

Article 20 of the Export Control Order 2008I66 I9167

Article 20 of the Export Control Order 2008 (embargoed destinations) is not to be taken to prohibit anything prohibited by Part 5 (Trade).

Trade: overlapping offencesI67 I9268

A person is not to be taken to commit an offence under the Export Control Order 2008 if the person would, in the absence of this regulation, commit an offence under both—

a

article F4434, 35, F45... 37 or 38 of that Order, and

b

any provision of Part 5 (Trade) or regulation 39 (trade: licensing offences), 47(6) or 48(5) (offences in connection with record-keeping).

Revocation of the Burma Council RegulationI68 I9369

Council Regulation (EU) No 401/2013, concerning restrictive measures in respect of Myanmar/Burma and repealing Regulation (EC) No 194/2008 is revoked.

Other revocationsI69 I9670

1

The Burma (European Union Financial Sanctions) Regulations 2018 M44 are revoked.

2

The Export Control (Burma Sanctions) (No. 2) Order 2018 M45 is revoked.

Transitional provision: Treasury licencesI70 I9471

1

Paragraphs (2) to (4) apply to a licence which—

a

was granted, or deemed to be granted, by the Treasury under regulation 9 of the 2018 Regulations,

b

was in effect immediately before the relevant date, and

c

authorises conduct which would (on and after the relevant date, and in the absence of paragraphs (2) to (4)) be prohibited under Part 3 (Finance),

and such a licence is referred to in this regulation as “an existing financial sanctions licence”.

2

An existing financial sanctions licence F46which authorises an act which would otherwise be prohibited has effect on and after the relevant date as if it had been issued by the Treasury under regulation 35(1) (Treasury licences).

3

Any reference in an existing financial sanctions licence to the 2018 Regulations is to be treated on and after the relevant date as a reference to these Regulations.

4

Any reference in an existing financial sanctions licence to a prohibition in—

a

the 2018 Regulations, or

b

the EU Burma Regulation,

is to be treated on and after the relevant date as a reference to the corresponding prohibition in Part 3.

5

Paragraph (6) applies where—

a

an application for a licence, or for the variation of a licence, under the 2018 Regulations was made before the relevant date,

b

the application is for the authorisation of conduct which would (on and after the relevant date) be prohibited under Part 3, and

c

a decision to grant or refuse the application has not been made before that date.

6

The application is to be treated on and after the relevant date as an application for a licence, or for the variation of a licence (as the case may be), under regulation 35(1) (Treasury licences).

7

In this regulation—

“the 2018 Regulations” means the Burma (European Union Financial Sanctions) Regulations 2018;
“the relevant date” means—
1. a
  where regulations under section 56 of the Act provide that Part 3 comes into force at a specified time on a day, that time on that day;
2. b
  otherwise, the date on which Part 3 comes into force.

Transitional provision: trade licencesI71 I14572

1

Paragraph (2) applies in relation to each licence or authorisation granted by the Secretary of State which—

a

was in effect immediately before the relevant date, and

b

authorises an act—

i

which would otherwise be prohibited by any provision of the Export Control Order 2008 except article 20 of that Order (embargoed destinations) or which requires an authorisation under or pursuant to the Dual-Use Regulation, and

ii

which would (on and after the relevant date, and in the absence of paragraph (2)) be prohibited by Part 5 (Trade),

and such a licence or authorisation is referred to in this regulation as an “existing trade licence”.

2

A licence is deemed to have been issued by the Secretary of State at the beginning of the relevant date under regulation 36 (trade licences)—

a

disapplying every provision of Part 5 (Trade) which would, in the absence of this paragraph, prohibit any act authorised by the existing trade licence, and

b

otherwise in the same terms as the existing trade licence.

3

Paragraphs (4) to (6) apply to a licence or authorisation granted by the Secretary of State which—

a

was in effect immediately before the relevant date,

b

is not an existing trade licence, and

c

authorises an act—

i

which would otherwise be prohibited by the EU Burma Regulation, and

ii

which would (on and after the relevant date, and in the absence of paragraphs (4) to (6)) be prohibited by Part 5 (Trade),

and such a licence or authorisation is referred to in this regulation as “an existing trade sanctions licence”.

4

An existing trade sanctions licence has effect on and after the relevant date as if it were a licence which had been issued by the Secretary of State under regulation 36 (trade licences).

5

Any reference in an existing trade sanctions licence to a provision of the Export Control (Burma Sanctions) (No. 2) Regulations 2018 or to a provision of the Export Control Order 2008 is to be treated on and after the relevant date as a reference to the corresponding provision of these Regulations (if any).

6

Any reference in an existing trade sanctions licence to a prohibition in the EU Burma Regulation is to be treated on and after the relevant date as a reference to the corresponding prohibition in Part 5 (Trade).

7

In this regulation, “the relevant date” means—

a

where regulations under section 56 of the Act provide that Part 5 comes into force at a specified time on a day, that time on that day;

b

otherwise, the date on which Part 5 comes into force.

regulation 33(5) (finance: exceptions from prohibitions), and

b

paragraphs 6(b)(i) and 9(a) of Schedule 4 (Treasury licences: purposes).

3

In this regulation—

“designated person” has the same meaning as it has in Part 3 (Finance);
“the relevant date” means—
1. a
  where regulations under section 56 of the Act provide that Part 3 comes into force at a specified time on a day, that time on that day;
2. b
  otherwise, the date on which Part 3 comes into force.

Alan Duncan Minister of State Foreign and Commonwealth Office

PART 1General

Citation and commencementI1I741

1

2

InterpretationI2I752

Application of prohibitions and requirements outside the United KingdomI3I983

1

2

3

a

b

c

d

4

5

6

a

b

7

PurposesI4I764

a

b

c

d

e

f

g

PART 2Designation of persons

Power to designate personsI5I775

1

a

b

2

Designation criteriaI6I786

1

a

b

i

ii

2

F8a

i

ii

iii

b

c

d

3

a

F12i

F13ii

F14iii

b

c

F10ca

d

e

4

a

b

5

6

Meaning of “owned or controlled directly or indirectly”I7I797

1

2

a

b

c

3

4

Notification and publicity where designation power usedI8I808

1

a

b

2

a

b

3

4

5

Citation and commencementI1 I741

InterpretationI2 I752

Application of prohibitions and requirements outside the United KingdomI3 I983

PurposesI4 I764

Power to designate personsI5 I775

Designation criteriaI6 I786

Meaning of “owned or controlled directly or indirectly”I7 I797

Notification and publicity where designation power usedI8 I808

Confidential information in certain cases where designation power usedI9 I999

Meaning of “designated person” in Part 3I10 I10010

Asset-freeze in relation to designated personsI11 I10111

Making funds available to designated personI12 I10212

Making funds available for benefit of designated personI13 I10313

Making economic resources available to designated personI14 I10414