Misleading the FCA: criminal offenceU.K.
This section has no associated Explanatory Memorandum
[F145. Section 398 of the Financial Services and Markets Act 2000 (misleading the FCA or PRA: residual cases) applies to a requirement to provide information in accordance with—
(a)a direction under regulation 24(3), 36(2) or 42(2),
(b)regulation 24(2) or 47,
(c)a written notification under regulation 47A, or
as it applies to a requirement falling within subsection (1A) of that section.]
Textual Amendments
F1Reg. 45 substituted (27.11.2020) by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(2), 50(4)
Commencement Information
I1Reg. 45 in force at 14.2.2019, see reg. 1(2)