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This is the original version (as it was originally made).
This section has no associated Explanatory Memorandum
97. In Annex 1—
(a)for “ESMA”, in each place it occurs, substitute “the FCA”;
(b)in paragraph 1 of section C, for “Article 1(2) of Directive 2004/72/EC” substitute “point 26 of Article 3(1) of Regulation (EU) No 596/2014”;
(c)in section D, in paragraph 3 of Part 3, for “regulated markets” substitute “EU regulated markets”;
(d)in section E, in paragraph 1 of Part 3, for “regulated markets” substitute “United Kingdom regulated markets”;
(e)in section E, in paragraph 8 of Part 3—
(i)for “Article 46a(1) of Council Directive 78/660/EEC of 25 July 1978” substitute “the United Kingdom provisions which implemented Article 20(1) of Directive 2013/34/EU”;
(ii)for “Article 46a(1)(d) of that Directive” substitute “those provisions”.
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