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SCHEDULE 3U.K.Civil sanctions

PART 8U.K.Guidance and publicity

Publication of enforcement actionU.K.

37.—(1) The regulator must publish annually—

(a)the cases in which civil sanctions have been imposed;

(b)where the civil sanction is a compliance notice, a restoration notice or variable monetary penalty, the cases in which a third party undertaking has been accepted;

(c)the cases in which an enforcement undertaking has been accepted.

(2) In sub-paragraph (1)(a), the reference to cases in which civil sanctions have been imposed does not include cases where a sanction has been imposed but overturned on appeal.

(3) This paragraph does not apply in cases where the regulator considers that publication would be inappropriate.

Commencement Information

I1Sch. 3 para. 37 in force at 1.12.2019, see art. 1(1)