The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019

CHAPTER 12U.K.Part 22 of the Act: auditors and actuaries

IntroductionU.K.

66.  Part 22 of the Act (auditors and actuaries) is amended as follows.

Commencement Information

I1Reg. 66 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

Section 342 (information given by auditor or actuary to a regulator)U.K.

67.  In section 342 (information given by auditor or actuary to a regulator), in subsection (8) M1, for “ “credit institution” and “investment firm” have” substitute “ “investment firm” has”.

Commencement Information

I2Reg. 67 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

Marginal Citations

M1Subsection (8) was inserted by S.I. 2013/3115.

Section 343 (information given by auditor or actuary to a regulator: persons with close links)U.K.

68.  In section 343 M2 (information given by auditor or actuary to a regulator: persons with close links)—

(a)omit subsection (9).

(b)in subsection (10) M3, for “ “credit institution” and “investment firm” have” substitute “ “investment firm” has”.

Commencement Information

I3Reg. 68 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

Marginal Citations

M2Section 343 was amended by section 42 of, and paragraphs 1, 5(1), (2)(a), (2)(b), (3)(a), (3)(b), (3)(c), (4), (5), (6) and (7) of Part 1 of Schedule 13 to, the Financial Services Act 2012 and S.I. 2013/3115.

M3Subsection (10) was inserted by S.I. 2013/3115.