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The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019
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- UK Statutory Instruments
- 2019 No. 632
- PART 3
- Regulation 152
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The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019, Section 152 is up to date with all changes known to be in force on or before 05 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Changes and effects yet to be applied to Regulation 152:
- Regulations revoked by 2023 c. 29 Sch. 1 Pt. 2
Article 77A (alternative finance investment bonds)U.K.
This section has no associated Explanatory Memorandum
152.—(1) Article 77A M1 (alternative finance investment bonds) is amended as follows.
(2) In paragraph (2), for sub-paragraph (f) M2 substitute—
“(f)the arrangements are—
(i)a security that is admitted to the official list in accordance with Part 6 of the Act,
(ii)a security that is admitted to an official list in the EEA (in accordance with the provisions of Directive 2001/34/EC of the European Parliament and of the Council on the admission of securities to official stock exchange listing and on information to be published on those securities) and has been so admitted since before [F1IP completion day],
(iii)a security that is admitted to trading on a recognised investment exchange or a UK trading venue, or
(iv)a security that is admitted to trading on an EU trading venue and has been so admitted since before [F1IP completion day].”.
(3) After paragraph (3) insert—
“(3A) In sub-paragraph (2)(f)—
“EU trading venue” has the meaning given by Article 2.1.16B of the markets in financial instruments regulation;
“UK trading venue” has the meaning given by Article 2.1.16A of that regulation.”.
Textual Amendments
F1Words in reg. 152(2) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 33(t)
Modifications etc. (not altering text)
C1Pts. 3-6 modified in part (31.12.2020) by The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/680), regs. 1(2), 11(1)(4)(5) (with reg. 11(8)-(10)) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 40(f)); 2020 c. 1, Sch. 5 para. 1(1)
Commencement Information
I1Reg. 152 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)
Marginal Citations
M1Article 77A was inserted by S.I. 2010/86.
M2Paragraph (2)(f) was amended by S.I. 2018/831.
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