PART 2U.K.Amendment of EU Regulations

CHAPTER 1U.K.Amendment of Regulation (EU) 2016/1011

Governance and control requirements for supervised contributorsU.K.

14.—(1) Article 16 (governance and control requirements for supervised contributors) is amended as follows.

(2) In paragraph 4, for “relevant competent authority” substitute “ FCA ”.

(3) In paragraph 5—

(a)in the first subparagraph, for “ESMA shall develop draft regulatory” substitute “ The FCA may make ”;

(b)in the second subparagraph—

(i)in the first sentence, for “ESMA” substitute “ The FCA ”;

(ii)in the second sentence, omit “ESMA draft regulatory”;

(c)omit the third and fourth subparagraphs.

(4) Omit paragraph 6.

Commencement Information

I1Reg. 14 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)