PART 9U.K.Enforcement

Trade enforcement: application of CEMAU.K.

84.—(1) Where the Commissioners investigate or propose to investigate any matter with a view to determining—

(a)whether there are grounds for believing that a relevant offence has been committed, or

(b)whether a person should be prosecuted for such an offence,

the matter is to be treated as an assigned matter.

(2) In paragraph (1), “assigned matter” has the meaning given by section 1(1) of CEMA M1.

(3) In this regulation, a “relevant offence” means an offence under—

(a)Part 5 (Trade),

F1(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)regulation 66 (trade: licensing offences),

(d)regulation 75(6) (general trade licences: records), or

(e)regulation 76(5) (general trade licences: inspection of records).

[F2(3A) The Commissioners may not investigate the suspected commission of a relevant offence listed in paragraph (3B), (3C) or (3D), unless the suspected offence has been the subject of—

(a)a referral to the Commissioners by the Secretary of State, or

(b)a decision by the Commissioners to treat the suspected offence as if it had been referred to them under sub-paragraph (a).

(3B) Paragraph (3A) applies to the suspected commission of an offence under any of the following provisions—

(a)regulation 30(3) (supply and delivery prohibition) insofar as the offence does not relate to goods relating to chemical and biological weapons, interception and monitoring goods, or internal repression goods,

(b)regulation 31(3) (prohibition in connection with making goods and technology available) insofar as the offence does not relate to the import or export of goods or the transfer of technology to or from the UK, to goods relating to chemical and biological weapons, technology relating to chemical and biological weapons, interception and monitoring goods and interception and monitoring technology, or internal repression goods and internal repression technology,

(c)regulation 33(3) (prohibition relating to the associated provision of technical assistance) insofar as the offence does not relate to the import or export of goods or the transfer of technology to or from the UK, to goods relating to chemical and biological weapons, technology relating to chemical and biological weapons, interception and monitoring goods and interception and monitoring technology, or internal repression goods and internal repression technology,

(d)regulation 34(5) (prohibitions relating to the associated provision of financial services and funds) insofar as the offence does not relate to the import or export of goods or the transfer of technology to or from the UK, to goods relating to chemical and biological weapons, technology relating to chemical and biological weapons, interception and monitoring goods and interception and monitoring technology, or internal repression goods and internal repression technology,

(e)regulation 35(3) (prohibitions relating to the associated provision of brokering services: non-UK activity) insofar as the offence does not relate to the import or export of goods or the transfer of technology to or from the UK, to goods relating to chemical and biological weapons, technology relating to chemical and biological weapons, interception and monitoring goods and technology, or internal repression goods and internal repression technology,

(f)regulation 37(4) (acquisition of military goods and technology, crude oil and petroleum products) insofar as the offence does not relate to the import or export of goods or the transfer of technology to or from the UK, to military goods and technology,

(g)regulation 38(5) (transport of military goods, crude oil and petroleum products) insofar as it does not relate to military goods,

(h)regulation 40(3) (prohibitions relating to the associated provision of financial services and funds) insofar as the offence does not relate to the import or export of goods or the transfer of technology to or from the UK, or does not relate to arms and related materiel or military goods and technology,

(i)regulation 41(4) (bank notes or coinage) insofar as the offence does not relate to the import or export of goods,

(j)regulation 42(5) (goods prohibitions relating to gold, precious metals or diamonds) insofar as the offence does not relate to the import or export of goods,

(k)regulation 43(3) (technical assistance relating to gold, precious metals or diamonds) insofar as the offence does not relate to the import or export of goods,

(l)regulation 44(5) (financial services and funds relating to gold, precious metals or diamonds) insofar as the offence does not relate to the import or export of goods,

(m)regulation 45(4) (brokering services: non-UK activity relating to gold, precious metals or diamonds) insofar as the offence does not relate to the import or export of goods,

(n)regulation 45(5) insofar as the offence does not relate to the import or export of goods,

(o)regulation 46(5) (luxury goods) insofar as the offence does not relate to the import or export of goods,

(p)regulation 47(5) (electricity production) insofar as the offence does not relate to the import or export of goods, or

(q)regulation 48(3) (provision of interception and monitoring services).

(3C) Paragraph (3A) also applies to the suspected commission of a relevant offence under any of regulations 66(1) and (2), 75(6) and 76(5) insofar as—

(a)the suspected offence relates to a licence issued under regulation 62 (trade licences), and

(b)the activity authorised by that licence would, if no licence had been issued, amount to an offence specified in paragraph (3B).

(3D) Paragraph (3A) also applies to the suspected commission of a relevant offence under regulation 49(2) (circumventing etc prohibitions) insofar as the prohibited activity to which the suspected offence relates is the circumvention of, or enabling or facilitation of a contravention of, a prohibition in relation to an offence specified in paragraph (3B).]

(4) Section 138 of CEMA M2 (arrest of persons) applies to a person who has committed, or whom there are reasonable grounds to suspect of having committed, a relevant offence as it applies to a person who has committed, or whom there are reasonable grounds to suspect of having committed, an offence for which the person is liable to be arrested under the customs and excise Acts M3, but as if—

(a)any reference to an offence under, or for which a person is liable to be arrested under, the customs and excise Acts were to a relevant offence;

(b)in subsection (2), the reference to any person so liable were to a person who has committed, or whom there are reasonable grounds to suspect of having committed, a relevant offence.

(5) The provisions of CEMA mentioned in paragraph (6) apply in relation to proceedings for a relevant offence as they apply in relation to proceedings for an offence under the customs and excise Acts, but as if—

(a)any reference to the customs and excise Acts were to any of the provisions mentioned in paragraph (3)(a) to (e);

(b)in section 145(6), the reference to an offence for which a person is liable to be arrested under the customs and excise Acts were to a relevant offence;

(c)in section 151, the reference to any penalty imposed under the customs and excise Acts were to any penalty imposed under these Regulations in relation to a relevant offence;

(d)in section 154(2)—

(i)the reference to proceedings relating to customs or excise were to proceedings under any of the provisions mentioned in paragraph (3)(a) to (e), and

(ii)the reference to the place from which any goods have been brought included a reference to the place to which goods have been exported, supplied or delivered or the place to or from which technology has been transferred.

(6) The provisions of CEMA are sections 145, 146, 147, 148(1), 150, 151, 152, 154 and 155 M4 (legal proceedings).

[F3(7) Any term in this regulation that is defined in Chapter 1 (Interpretation) of Part 5 (Trade) bears the same meaning as in that Chapter of that Part.]

Textual Amendments

Commencement Information

I1Reg. 84 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

Marginal Citations

M1The definition of “assigned matter” in section 1(1) of CEMA was amended by the Commissioners for Revenue and Customs Act 2005 (c.11), Schedule 4, paragraph 22(a), the Scotland Act 2012 (c. 11), section 24(7), the Wales Act 2014 (c.29), section 7(1).

M2Section 138 of CEMA was amended by; the Police and Criminal Evidence Act 1984 (c. 60), section 114(1), Schedule 6, paragraph 37, and Part 1 of Schedule 7;, the Finance Act 1988 (c. 39), section 11; the Serious Organised Crime and Police Act 2005 (c. 15), Part 4 of Schedule 7, paragraph 54; S.I 1989/1341; and S.I. 2007/288.

M3“The customs and excise Acts” is defined in section 1 of CEMA.

M4Section 145 of CEMA was amended by the Police and Criminal Evidence Act 1984, section 114(1), the Commissioners for Revenue and Customs Act 2005, Schedule 4, paragraph 23(a), and S.I. 2014/834. Section 147 was amended by the Criminal Justice Act 1982 (c. 48), Schedule 14, paragraph 42, the Finance Act 1989, section 16(2), and the Criminal Justice Act 2003, Part 2 of Schedule 4, paragraph 50. Section 152 was amended by the Commissioners for Revenue and Customs Act 2005, Schedule 4, paragraph 26, and Schedule 5. Section 155 was amended by the Commissioners for Revenue and Customs Act 2005, Schedule, 4, paragraph 27, and Schedule 5.