PART 5Trade
CHAPTER 4Energy-related goods and related activities
Interpretation of this ChapterI539
For the purposes of this Chapter “Russia” includes Russia's exclusive economic zone and continental shelf (which terms are to be interpreted in accordance with the United Nations Convention on the Law of the Sea) M1.
Export of energy-related goodsI140
F81
The export of energy-related goods to, or for use in, Russia is prohibited.
2
Paragraph (1) is subject to Part 7 (Exceptions and licences).
F5Supply and delivery of energy-related goods41
1
A person must not directly or indirectly supply or deliver energy-related goods from a third country to a place in Russia.
2
Paragraph (1) is subject to Part 7 (Exceptions and licences).
3
A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with the offence of contravening paragraph (1) to show that the person did not know and had no reasonable cause to suspect that the goods were destined (or ultimately destined) for Russia.
4
In this regulation “third country” means a country that is not the United Kingdom, the Isle of Man or Russia.
Making energy-related goods availableI342
1
A person must not directly or indirectly make energy-related goods available for use in Russia.
F21A
A person must not directly or indirectly make energy-related goods available to a person connected with Russia.
2
F3Paragraphs (1) and (1A) are subject to Part 7 (Exceptions and licences).
3
A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the goods were for use in Russia.
F64
A person who contravenes a prohibition in paragraph (1A) commits an offence, but it is a defence for a person charged with that offence (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia.
F12Technical assistance relating to energy-related goods43
1
A person must not directly or indirectly provide technical assistance relating to energy-related goods—
a
to a person connected with Russia; or
b
for use in Russia.
2
Paragraph (1) is subject to Part 7 (Exception and licences).
3
A person who contravenes a prohibition in paragraph (1) commits an offence, but—
a
it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;
b
it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods were for use in Russia.
Financial services and funds relating to energy-related goods F7...I444
1
A person must not directly or indirectly provide, to a person connected with Russia, financial services in pursuance of or in connection with an arrangement whose object or effect is—
a
the export of energy-related goods,
b
the direct or indirect supply or delivery of energy-related goods,
c
directly or indirectly making energy-related goods available to a person, or
d
the direct or indirect provision of technical assistance relating to energy-related goods.
2
A person must not directly or indirectly make funds available to a person connected with Russia in pursuance of or in connection with an arrangement mentioned in paragraph (1).
F113
A person must not directly or indirectly provide financial services or funds in pursuance of or in connection with an arrangement whose object or effect is—
a
the export of energy related goods to, or for use in, Russia;
b
the direct or indirect supply or delivery of energy related goods to a place in Russia;
c
directly or indirectly making energy related goods available—
i
to a person connected with Russia; or
ii
for use in Russia;
d
the direct or indirect provision of technical assistance relating to energy related goods—
i
to a person connected with Russia, or
ii
for use in Russia.
4
Paragraphs (1) to (3) are subject to Part 7 (Exceptions and licences).
5
A person who contravenes a prohibition in any of paragraphs (1) to (3) commits an offence, but—
a
it is a defence for a person charged with an offence of contravening a prohibition in paragraph (1) or (2) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;
b
it is a defence for a person charged with an offence of contravening a prohibition in paragraph (3) to show that the person did not know and had no reasonable cause to suspect that the financial services or funds (as the case may be) were provided in pursuance of or in connection with an arrangement mentioned that paragraph.
Brokering services: non-UK activity relating to energy-related goods F1...I645
1
A person (“P”) must not directly or indirectly provide brokering services in relation to an arrangement (“arrangement A”) whose object or effect is—
a
the direct or indirect supply or delivery of energy-related goods F4... from a third country to a place in Russia;
F10b
directly or indirectly making energy-related goods available in a third country for direct or indirect supply or delivery—
i
to a person connected with Russia, or
ii
to a place in Russia;
c
the direct or indirect provision, in a non-UK country, of technical assistance relating to energy-related goods—
i
to a person connected with Russia, or
ii
for use in Russia;
d
the direct or indirect provision, in a non-UK country, of financial services—
i
to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(1) , or
ii
where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(3);
e
directly or indirectly making funds available, in a non-UK country, to a person connected with Russia, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(1); or
f
the direct or indirect provision of funds from a non-UK country, where arrangement A, or any other arrangement in connection with which arrangement A is entered into, is an arrangement mentioned in regulation 44(3).
2
Paragraph (1) is subject to Part 7 (Exceptions and licences).
3
A person who contravenes a prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the brokering services were provided in relation to an arrangement mentioned in that paragraph.
4
In this regulation—
“non-UK country” means a country that is not the United Kingdom;
“third country” means a country that is not the United Kingdom, the Isle of Man or Russia.
Prohibition on providing other energy-related servicesI246
1
A person must not provide, directly or indirectly, relevant energy services.
2
Paragraph (1) is subject to Part 7 (Exceptions and licences).
3
A person who contravenes the prohibition in paragraph (1) commits an offence, but it is a defence for a person charged with that offence to show that the person did not know and had no reasonable cause to suspect that the person was providing relevant energy services.