the information or other matter on which the knowledge or cause for suspicion is based came to it in the course of carrying on its business.

it knows, or has reasonable cause to suspect, that it holds funds or economic resources for a prohibited person; and

the information or other matter on which the knowledge or cause for suspicion is based came to it in the course of carrying on its business.

has informed the Treasury under paragraph (1ZA), and

continues to hold the funds or economic resources referred to in paragraph (1ZA),

the information or other matter on which the knowledge or cause for suspicion is based came to them in the course of carrying on their business.

the information or other matter on which the knowledge or suspicion is based, F11...

any information it holds about the person by which the person can be identified F12and,

any related information it holds about the supply or delivery by ship, financial services or funds or brokering services provided with regard to the provisions referred to in paragraph (1A)(a)

a relevant firm informs the Treasury under paragraph (1) that it knows, or has reasonable cause to suspect, that a person is a designated person F15or under paragraph (1ZA) that it knows, or has reasonable cause to suspect, that a person for whom it holds funds or economic resources is a prohibited person, and

that person is a customer of the relevant firm.

credits a frozen account in accordance with regulation 58(4) (finance: exceptions from prohibitions), or

transfers funds from a frozen account in accordance with regulation 58(6).

the nature and value of any funds or economic resources which that person owns, holds or controls in any jurisdiction; and

the location of those funds or economic resources.

the nature and value of any funds or economic resources which that person owns, holds or controls in the United Kingdom; and

the location of those funds or economic resources.

without reasonable excuse, refuses or fails to comply with the requirement in paragraph (1), (2) or (5) (as the case may be); or

knowingly or recklessly, gives information under paragraph (1), (2) or (5) (as the case may be) which is false in a material particular,

a person that has permission under Part 4A of the Financial Services and Markets Act 2000 (permission to carry on regulated activity);

a firm or sole practitioner that carries out, or whose employees carry out, estate agency work;

the holder of a casino operating licence within the meaning given by section 65(2)(a) of the Gambling Act 2005 (nature of a licence) M3;

a cryptoasset exchange provider;

a custodian wallet provider.

forming companies or other legal persons;

providing a registered office, business address, correspondence or administrative address or other related services for a company, partnership or any other legal person or arrangement;

exchanging, or arranging or making arrangements with a view to the exchange of, cryptoassets for money or money for cryptoassets,

exchanging, or arranging or making arrangements with a view to the exchange of, one cryptoasset for another, or

operating a machine which utilises automated processes to exchange cryptoassets for money or money for cryptoassets.

cryptoassets on behalf of its customers, or

private cryptographic keys on behalf of its customers in order to hold, store and transfer cryptoassets.

“cryptoasset” means a cryptographically secured digital representation of value or contractual rights that uses a form of distributed ledger technology and can be transferred, stored or traded electronically;

in sub-paragraphs (a) to (c) of paragraph (3A), “cryptoasset” includes a right to, or interest in, the cryptoasset.

in the case of a relevant firm within paragraph(1)(a), in the course of carrying on an activity in respect of which the permission mentioned in that provision is required;

in the case of a relevant firm within paragraph (1)(c)(i), in the course of carrying out statutory audit work within the meaning of section 1210 of the Companies Act 2006 (meaning of statutory auditor) M5;

in the case of a relevant firm within paragraph (1)(c)(ii), in the course of carrying out an audit required by the Local Audit and Accountability Act 2014;

in the case of a relevant firm within paragraph (1)(f), in the course of carrying on an activity in respect of which the licence mentioned in that provision is required;

in the case of a relevant firm within any other provision of paragraph (1), in the course of carrying on an activity mentioned in that provision.

funds or economic resources owned, held or controlled by or on behalf of the designated person, or

any disposal of such funds or economic resources.

by the designated person, or

for the benefit of the designated person.

funds or economic resources dealt with under the licence,

funds, economic resources or financial services made available under the licence, or

any matter to which a licence relates, where that licence authorises an act that would otherwise be prohibited under regulation F33, 16 (securities and money market instruments), 17 (loans and credit arrangements), 17A F34(corresponding banking relationships and processing payments) F35, F3618 (investments in relation to non-government controlled Ukrainian territory) F37, 18A (provision of foreign reserve and asset management services) F38, 18B (investments in relation to Russia) F39, 18C (trust services) F40or 46Z9B to 46Z9D (maritime transportation of certain oil and oil products).

detecting or obtaining evidence of the commission of an offence under F42Part 3, regulations 46Z9B to 46Z9D (maritime transportation of certain oil and oil products), regulation 67 (finance: licensing offences) or 70 (finance: reporting obligations).

take copies of or extracts from any document so produced,

request any person producing a document to give an explanation of it, and

take reasonable steps to obtain the documents (if they are not already in the person's possession or control);

keep the documents under the person's possession or control (except for the purpose of providing them to the Treasury or as the Treasury may otherwise permit).

without reasonable excuse, refuses or fails within the time and in the manner specified (or, if no time has been specified, within a reasonable time) to comply with any request under regulation 72 (finance: powers to request information);

knowingly or recklessly gives any information, or produces any document, which is false in a material particular in response to such a request;

with intent to evade any provision of regulation 72 or 73 (finance: production of documents), destroys, mutilates, defaces, conceals or removes any document;

otherwise intentionally obstructs the Treasury in the exercise of their powers under regulation 72 or 73.

in subsection (1), the reference to a person concerned in the importation or exportation of goods for which for that purpose an entry is required by regulation 5 of the Customs Controls on Importation of Goods Regulations 1991 M7 or an entry or specification is required by or under CEMA were to a person carrying on a relevant activity;

any other reference to importation or exportation were to a relevant activity;

any reference to goods were to the goods, technology, services or funds to which the relevant activity relates.

which would, unless done under the authority of a trade licence, constitute a contravention of any prohibition in Chapters 2 to F446B of Part 5 (Trade), except any prohibition on imports or exports, or

which would constitute a contravention of the prohibition in regulation 55(1) (circumventing etc. prohibitions).

a description of the act;

a description of any goods, technology, services or funds to which the act relates;

the date of the act or the dates between which the act took place;

the quantity of any goods or funds to which the act relates;

P's name and address;

the name and address of any consignee of goods to which the act relates or any recipient of technology, services or funds to which the act relates;

in so far as it is known to P, the name and address of the end-user of the goods, technology, services or funds to which the act relates;

if different from P, the name and address of the supplier of any goods to which the act relates;

any further information required by the licence.

P first does any act authorised by the licence, or

there is any change to the details previously notified.

intentionally obstructs an official in the performance of any of the official's functions under this regulation, or

fails to produce a register, record or document when reasonably required to do so by an official under this regulation.

take copies of or extracts from any document so produced,

request any person producing a document to give an explanation of it, and

without reasonable excuse, refuses or fails within the time and in the manner specified (or, if no time has been specified, within a reasonable time) to comply with any request under regulation 77A;

knowingly or recklessly gives any information, or produces any document, which is false in a material particular in response to such a request;

with intent to evade any provision of regulation 77A, destroys, mutilates, defaces, conceals or removes any document;

otherwise intentionally obstructs OFCOM in the exercise of their powers under regulation 77A.

any information obtained under or by virtue of Part 7 (Exceptions and licences), this Part or Part 10 (Maritime enforcement), or

any purpose stated in regulation 4;

the exercise of functions under these Regulations;

facilitating, monitoring or ensuring compliance with these Regulations;

compliance with an international obligation M8;

facilitating the exercise by an authority outside the United Kingdom or by an international organisation of functions which correspond to functions under these Regulations.

a police officer;

any law officer of the Crown for Jersey, Guernsey or the Isle of Man;

the Scottish Legal Aid Board;

the Financial Conduct Authority, the Prudential Regulation Authority, the Bank of England, the Jersey Financial Services Commission, the Guernsey Financial Services Commission or the Isle of Man Financial Services Authority;

any other regulatory body (whether or not in the United Kingdom);

any organ of the United Nations;

the Council of the European Union, the European Commission or the European External Action Service;

the Government of any country;

any other person where the Secretary of State, the Treasury or the Commissioners (as the case may be) consider that it is appropriate to disclose the information.

the reference to information includes information obtained at a time when any provision of these Regulations is not in force, and

contravenes the data protection legislation, or

is prohibited by any of Parts 1 to 7 or Chapter 1 of Part 9 of the Investigatory Powers Act 2016 M9.