Introductory Text
PART 1 General
1.Citation and commencement
2.Interpretation
3.Application of prohibitions and requirements outside the United Kingdom
4.Purposes
PART 2 Designation of persons
5.Power to designate persons
6.Criteria for designating a person
7.Meaning of “owned or controlled directly or indirectly”
8.Notification and publicity where designation power used
9.Confidential information in certain cases where designation power used
10.Designation of persons named by or under UN Security Council Resolutions
PART 3 Finance
11.Meaning of “designated person” in Part 3
12.Asset-freeze in relation to designated persons
13.Making funds available to designated persons
14.Making funds available for benefit of designated persons
15.Making economic resources available to designated persons
16.Making economic resources available for benefit of designated persons
17.Circumventing etc. prohibitions
PART 3A Director disqualification sanctions
17A.Director disqualification sanctions
PART 4 Immigration
18.Immigration
PART 5 Trade
19.Interpretation of expressions used in this Part
20.Export of military goods
21.Supply and delivery of military goods
22.Making military goods and military technology available
23.Transfer of military technology
24.Technical assistance relating to military goods and military technology
25.Financial services and funds relating to military goods and military technology
26.Brokering services: non-UK activity relating to military goods and military technology
27.Enabling or facilitating the conduct of armed hostilities
28.Circumventing etc. prohibitions
29.Defences
PART 6 Exceptions and licences
30.Finance: exceptions from prohibitions
30A.Finance: humanitarian exception
31.Exception for authorised conduct in a relevant country
32.Exception for acts done for purposes of national security or prevention of serious crime
33.Treasury licences
33A.Director disqualification licences
34.Trade licences
35.Licences: general provisions
36.Finance: licensing offences
36A.Director disqualification: licensing offences
37.Trade: licensing offences
38.Section 8B(1) to (3) of the Immigration Act 1971: directions
PART 7 Information and records
39.Finance: reporting obligations
40.“Relevant firm”
41.Finance: powers to request information
42.Finance: production of documents
43.Finance: information offences
44.Trade: application of information powers in CEMA
45.General trade licences: records
46.General trade licences: inspection of records
47.Disclosure of information
47A.Finance: disclosure to the Treasury
48.Part 7: supplementary
PART 8 Enforcement
49.Penalties for offences
50.Liability of officers of bodies corporate etc.
51.Jurisdiction to try offences
52.Procedure for offences by unincorporated bodies
53.Time limit for proceedings for summary offences
54.Trade enforcement: application of CEMA
55.Trade offences in CEMA: modification of penalty
56.Application of Chapter 1 of Part 2 of the Serious Organised Crime and Police Act 2005
57.Monetary penalties
PART 9 Maritime enforcement
58.Exercise of maritime enforcement powers
59.Maritime enforcement officers
60.Power to stop, board, search etc.
61.Seizure power
62.Restrictions on exercise of maritime enforcement powers
63.Interpretation of Part 9
PART 10 Supplementary and final provision
64.Notices
65.Trade: overlapping offences
66.Revocations
67.Amendment of the United Nations and European Union Financial Sanctions (Linking) Regulations 2017
68.Transitional provision: Treasury licences
69.Transitional provision: trade licences
70.Transitional provision: pending applications for trade licences
71.Transitional provision: prior obligations
Signature
SCHEDULES
SCHEDULE 1
Rules for interpretation of regulation 7(2)
1.Application of Schedule
2.Joint interests
3.Joint arrangements
4.Calculating shareholdings
5.Voting rights
6.In applying regulation 7(2) and this Schedule, the voting rights...
7.Rights to appoint or remove members of the board
8.A reference to a board of directors, in the case...
9.Shares or rights held “indirectly”
10.Shares held by nominees
11.Rights treated as held by person who controls their exercise
12.“Arrangement” includes— (a) any scheme, agreement or understanding, whether or...
13.Rights exercisable only in certain circumstances etc.
14.Rights attached to shares held by way of security
SCHEDULE 2
Treasury licences: purposes
PART 1 Interpretation
1.In this Schedule— “designated person” has the same meaning as...
PART 2 Purposes
2.Basic needs
3.Legal services
4.Maintenance of frozen funds and economic resources
5.Extraordinary expenses
6.Pre-existing judicial decisions etc.
7.Humanitarian assistance activities etc.
PART 3 Purposes relating only to UN designated persons
8.Prior obligations
PART 4 Purposes relating only to non-UN designated persons
9.Prior obligations
10.Diplomatic missions etc.
11.Extraordinary situation
Explanatory Note