Introductory Text
PART 1 General
1.Citation and commencement
2.Interpretation
3.Application of prohibitions and requirements outside the United Kingdom
4.Purpose
PART 2 Designation of persons
5.Power to designate persons
6.Designation criteria
7.Meaning of “owned or controlled directly or indirectly”
8.Notification and publicity where designation power used
9.Confidential information in certain cases where designation power used
PART 3 Finance
10.Meaning of “designated person” in Part 3
11.Asset-freeze in relation to designated persons
12.Making funds available to designated persons
13.Making funds available for benefit of designated persons
14.Making economic resources available to designated persons
15.Making economic resources available for benefit of designated persons
16.Circumventing etc. prohibitions
PART 3A Director disqualification sanctions
16A.Director disqualification sanctions
PART 4 Immigration
17.Immigration
PART 5 Exceptions and licences
18.Finance: exceptions from prohibitions
19.Finance: exception for authorised conduct in a relevant country
20.Exception for acts done for purposes of national security or prevention of serious crime
21.Treasury licences
21A.Director disqualification licences
21B.Licences: general provisions
22.Finance: licensing offences
22A.Director disqualification: licensing offences
23.Section 8B(1) to (3) of the Immigration Act 1971: directions
PART 6 Information and records
24.Finance: reporting obligations
25.“Relevant firm”
26.Finance: powers to request information
27.Finance: production of documents
28.Finance: information offences
29.Disclosure of information
29A.Finance: disclosure to the Treasury
30.Part 6: supplementary
PART 7 Enforcement
31.Penalties for offences
32.Liability of officers of bodies corporate etc.
33.Jurisdiction to try offences
34.Procedure for offences by unincorporated bodies
35.Time limit for proceedings for summary offences
36.Application of Chapter 1 of Part 2 of the Serious Organised Crime and Police Act 2005
PART 8 Supplementary and final provision
37.Notices
38.Revocations
39.Transitional provision: Treasury licences
40.Transitional provision: prior obligations etc.
Signature
SCHEDULES
SCHEDULE 1
Rules for interpretation of regulation 7(2)
1.Application of Schedule
2.Joint interests
3.Joint arrangements
4.Calculating shareholdings
5.Voting rights
6.In applying regulation 7(2) and this Schedule, the voting rights...
7.Rights to appoint or remove members of the board
8.A reference to a board of directors, in the case...
9.Shares or rights held “indirectly”
10.Shares held by nominees
11.Rights treated as held by person who controls their exercise
12.“Arrangement” includes— (a) any scheme, agreement or understanding, whether or...
13.Rights exercisable only in certain circumstances etc.
14.Rights attached to shares held by way of security
SCHEDULE 2
Treasury licences: purposes
1.Interpretation
2.Basic needs
3.Legal services
4.Maintenance of frozen funds and economic resources
5.Extraordinary expenses
6.Pre-existing judicial decisions etc.
7.Diplomatic missions etc.
8.Humanitarian assistance activities
9.Extraordinary situation
10.Prior obligations
Explanatory Note