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SCHEDULES

Regulation 20(4)(c)

SCHEDULE 14E+WAmounts of fixed penalties

Amounts of fixed penaltiesE+W

1.  The amounts specified for the purposes of regulation 20(4)(c) are the amounts specified in paragraphs 2 to 17 in relation to the offences described in each paragraph.

Commencement Information

I1Sch. 14 para. 1 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(1)(a)E+W

2.  Breach of regulation 3(1), (2) (3) (5), (7) or (8) (without reasonable excuse fail to provide passenger information, or evidence of having provided passenger information, or to update passenger information)—

(a)in the case of the first fixed penalty notice, £500;

(b)in the case of the second fixed penalty notice, £1,000;

(c)in the case of the third fixed penalty notice, £2,000;

(d)in the case of the fourth and subsequent fixed penalty notices, £4,000.

Commencement Information

I2Sch. 14 para. 2 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(6)E+W

3.  Breach of regulation 19(6) (intentionally or recklessly provide false passenger information)—

(a)if the offence consists of the intentional or reckless provision of false or misleading passenger information relating to the person's travel history in relation to a category 3 country or territory), £10,000;

(b)in any other case—

(i)in the case of the first fixed penalty notice, £500,

(ii)in the case of the second fixed penalty notice, £1,000,

(iii)in the case of the third fixed penalty notice, £2,000,

(iv)in the case of the fourth and subsequent fixed penalty notices, £4,000.

Commencement Information

I3Sch. 14 para. 3 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

[F1Regulation 19(6A)E+W

3A.  Breach of regulation 19(6A) (knowingly giving false information pursuant to a provision of regulation 2A of the Self-Isolation Regulations as it applies by virtue of paragraph 3(2A) of Schedule 8)—

(a)in the case of the first fixed penalty notice, £1,000;

(b)in the case of the second fixed penalty notice, £2,000;

(c)in the case of the third fixed penalty notice, £4,000;

(d)in the case of the fourth or subsequent fixed penalty notice, £10,000.]

Textual Amendments

Regulation 19(1)(b)E+W

4.  Breach of [F2regulation 3ZA](1), (2), (3) or (4) (without reasonable excuse fail to possess or produce evidence of negative test result on arrival)—

(a)in the case of the first fixed penalty notice, £500;

(b)in the case of the second fixed penalty notice, £1,000;

(c)in the case of the third fixed penalty notice, £2,000;

(d)in the case of the fourth and subsequent fixed penalty notices, £4,000.

Textual Amendments

Commencement Information

I4Sch. 14 para. 4 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(1)(c)E+W

5.  Breach of [F3regulations 3J (testing requirements on eligible travellers (non-workers) or 6 (requirement to book and undertake tests)]—

(a)in the case of a fixed penalty notice issued in respect of a failure to possess a [F4test or a testing package in accordance with regulation 3J(2) or 6(3)], £1,000;

(b)in the case of a fixed penalty notice issued in respect of a failure to obtain [F5a test or testing package in accordance with regulation 3J(3) or 6(4)], £2,000;

(c)in the case of a fixed penalty notice issued in respect of a failure to obtain a [F6test or a testing package for a child in accordance with regulation 3J(4) or 6(5)], £1,000;

(d)in the case of the first fixed penalty notice issued in respect of a failure to undertake a test in accordance with [F7regulation 3J(6), (7), or (8) [F8, 3K(8A)] or 6(6) or (8)], £1,000;

(e)in the case of the second fixed penalty notice issued in respect of a failure to undertake a test in accordance with [F9regulation 3J(6), (7), or (8) [F10, 3K(8A)] or 6(6) or (8)], £2,000;

(f)[F11regulation 3J(5) or 6(11) (duty to provide evidence)], £1,000.

Textual Amendments

Commencement Information

I5Sch. 14 para. 5 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(1)(d)E+W

6.  Breach of regulation 7(2), (3) or (9) (requirement to undertake workforce tests)—

(a)in the case of a first fixed penalty notice, £1,000;

(b)in the case of a second fixed penalty notice, £2,000;

(c)in the case of a third and subsequent fixed penalty notice, £3,000.

Commencement Information

I6Sch. 14 para. 6 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(1)(e)E+W

7.  Breach of regulation 8(2), (3), (4), (5), (7), (9), (10), (12) or (13) (requirement for offshore workers to undertake tests)—

(a)in the case of a first fixed penalty notice, £1,000;

(b)in the case of a second fixed penalty notice, £2,000;

(c)in the case of a third and subsequent fixed penalty notice, £3,000.

Commencement Information

I7Sch. 14 para. 7 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(1)(f) [F12and (iza)] E+W

8.  Breach of F13... [F14regulation 2A of the Self-Isolation Regulations as that regulation applies to P by virtue of paragraph 3(2A) of Schedule 8, or] 9(2), (7) or (13) (requirement to self-isolate, travel to place of self-isolation or require child to self-isolate or travel to place of self-isolation)—

(a)in the case of the first fixed penalty notice, £1,000;

(b)in the case of the second fixed penalty notice, £2,000;

(c)in the case of the third fixed penalty notice, £4,000;

(d)in the case of the fourth and subsequent fixed penalty notice, £10,000.

Textual Amendments

Commencement Information

I8Sch. 14 para. 8 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(1)(g)E+W

9.  Breach of requirement in or imposed under regulation 11 (self-isolation directions) unless the requirement relates to Schedule 11 (additional measures applicable to arrivals from category 3 countries or territories), £1,000.

Commencement Information

I9Sch. 14 para. 9 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(1)(h)E+W

10.  Breach of a requirement in or imposed under regulation 11 (self-isolation directions) where the requirement relates to Schedule 11, £10,000.

Commencement Information

I10Sch. 14 para. 10 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(1)(i) [F15, (ia), (ic)] and (j)E+W

11.  Breach of a requirement in Schedule 11 except under paragraph 3 [F16, 5 [F17, 16(a) or [F18(aa)(i) or (ii), 18A or 18C]]] of that Schedule—

(a)in the case of the first fixed penalty notice, £5,000;

(b)in the case of the second fixed penalty notice, £8,000;

(c)in the case of the third and subsequent fixed penalty notice, £10,000.

Textual Amendments

Commencement Information

I11Sch. 14 para. 11 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(1)(j)E+W

12.  Breach of a requirement in paragraph 3 of Schedule 11, £10,000

Commencement Information

I12Sch. 14 para. 12 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

[F1912A.  Breach of a requirement in paragraph 5 [F20, 16(a) or [F21(aa)(i) or (ii) or 18A]] of Schedule 11—E+W

(a)in the case of the first fixed penalty notice, £500;

(b)in the case of the second fixed penalty notice, £1,000;

(c)in the case of the third and subsequent fixed penalty notices, £2,000.]

Textual Amendments

Regulation [F2219(1)(id) and (k)] E+W

13.  Breach of a requirement in paragraph 4 of Schedule 9 (employers' obligations relating to workforce tests) [F23or paragraph 18C of Schedule 11 (employers’ obligations relating to self-isolating workers)]—

(a)in the case of the first fixed penalty notice, £1,000;

(b)in the case of the second fixed penalty notice, £2,000;

(c)in the case of the third fixed penalty notice, £4,000;

(d)in the case of the fourth and subsequent fixed penalty notice, £10,000.

Textual Amendments

Commencement Information

I13Sch. 14 para. 13 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(7)(a)E+W

14.  Breach of requirement under regulation 13(1) (passenger information requirement by operator), £4,000.

Commencement Information

I14Sch. 14 para. 14 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

Regulation 19(7)(b) to (d)E+W

15.  Breach of requirement under regulation 16(1), 17(1) [F24, 17A(1)] or 18(1) (other operator offences), £2,000.

Textual Amendments

Commencement Information

I15Sch. 14 para. 15 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

[F25Regulation 19(7)(cd)E+W

15A.  Breach of requirement under regulation 17A(3) (operator systems offence), £4,000.]

Textual Amendments

Regulation 19(13)E+W

16.  Breach of requirement under regulation 15 (operator records and information), £500.

Commencement Information

I16Sch. 14 para. 16 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

[F26Regulation 19(13A)E+W

16A.  Breach of requirement under regulation 17A(4) or (5) (operator systems records), £4,000.]

Textual Amendments

[F27Regulation 19(13B)(a)E+W

16B.  Breach of requirement under regulation 18A(1) [F28, (1A)] or (2) (requirements on test providers)—

(a)in the case of a first fixed penalty notice, £2,500;

(b)in the case of a second fixed penalty notice, £5,000;

(c)in the case of a third fixed penalty notice, £10,000.

Textual Amendments

Regulation 19(13B)(b)E+W

16C.  Breach of requirement under regulation 18B(1) (requirements on other persons providing testing services)—

(a)in the case of a first fixed penalty notice, £2,500;

(b)in the case of a second fixed penalty notice, £5,000;

(c)in the case of a third fixed penalty notice, £10,000.]

Textual Amendments

Regulation 19(14)E+W

17.  Breach of regulation 19(14) (wilful obstruction of a person carrying out a function under these Regulations)—

(a)obstruction of a function relating to regulation 3—

(i)in the case of the first fixed penalty notice, £500,

(ii)in the case of the second fixed penalty notice, £1,000,

(iii)in the case of the third fixed penalty notice, £2,000,

(iv)in the case of the fourth and subsequent fixed penalty notices, £4,000,

with no account taken of any fixed penalty notices given before 4.00 a.m. on 18th January 2021;

(b)obstruction of a function relating to [F29regulation 3ZA]—

(i)in the case of the first fixed penalty notice, £500,

(ii)in the case of the second fixed penalty notice, £1,000,

(iii)in the case of the third fixed penalty notice, £2,000,

(iv)in the case of the fourth and subsequent fixed penalty notices, £4,000;

(c)obstruction of a function relating to regulations 9 or 11 apart from regulation 11(3), £1,000;

(d)obstruction of a function relating to regulation 11(3) or in relation to regulation 10—

(i)in the case of the first fixed penalty notice, £5,000,

(ii)in the case of the second fixed penalty notice, £8,000,

(iii)in the case of the third and subsequent fixed penalty notice, £10,000;

[F30(da)obstruction of a function relating to regulation 18A(1) or (2) or 18B(1)—

(i)in the case of a first fixed penalty notice, £2,500;

(ii)in the case of a second fixed penalty notice, £5,000;

(iii)in the case of a third fixed penalty notice, £10,000;]

(e)in any other case, £500.

Textual Amendments

Commencement Information

I17Sch. 14 para. 17 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)

18.  In determining how many fixed penalty notices a person (“P”) has received for the purposes of paragraph 8 (breach of requirement in regulation 9 to self-isolate etc), if P received more than one fixed penalty notice for that offence before 2nd October 2020, only one of those notices may be taken into account.E+W

Commencement Information

I18Sch. 14 para. 18 in force at 17.5.2021 at 4.00 a.m., see reg. 1(2)