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The Pensions Dashboards Regulations 2022

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3.—(1) Part 2 of these Regulations applies—

(a)to a pensions dashboard service(1), other than a pensions dashboard service referred to in section 4A(1) of the Financial Guidance and Claims Act 2018(2), and

(b)to a provider of a pensions dashboard service to which Part 2 of these Regulations applies by virtue of sub-paragraph (a).

(2) Subject to paragraph (4), Parts 3 and 4 of these Regulations apply to a trustee or manager of a relevant occupational pension scheme(3)—

(a)where the scheme existed on the reference date and had 100 or more relevant members on that date,

(b)where the scheme existed on the reference date and had fewer than 100 relevant members on that date, but has 100 or more relevant members on any subsequent date, or

(c)where the scheme was established after the reference date and had 100 or more relevant members on the date it was established, or has 100 or more relevant members on any subsequent date.

(3) These Regulations remain applicable to a relevant occupational pension scheme where they apply by virtue of paragraph (2)(a), (b) or (c), even if the number of relevant members falls below 100, unless the number of relevant members falls to zero.

(4) Parts 3 and 4 of these Regulations do not apply to a trustee or manager of a relevant occupational pension scheme—

(a)if the pension scheme has its main administration outside of Great Britain,

(b)if the pension scheme is a scheme which is not registrable with the Regulator(4), other than a public service pension scheme which is not registrable with the Regulator (in which case Parts 3 and 4 do apply), or

(c)if the pension scheme is a public service pension scheme which is registrable but which relates to persons referred to in regulation 3 of the Civil Service (Other Crown Servants) Pension Scheme Regulations 2016(5).

(5) Subject to paragraph (4), Parts 3 and 4 of these Regulations also apply to a trustee or manager of a relevant occupational pension scheme which has fewer than 100 relevant members but which is permitted to connect on a voluntary basis under regulation 16(1)(b).

Commencement Information

I1Reg. 3 in force at 12.12.2022, see reg. 1(2)

(1)

“pensions dashboard service” is defined in section 238A(1) of the Pensions Act 2004 (c. 35).

(2)

2018 c. 10. Section 4A(1) was inserted by section 122 of the Pension Schemes Act 2021 and relates to the pensions dashboard service provided by the Money and Pensions Service (the “single financial guidance body” established by section 1 of that Act).

(3)

“relevant occupational pension scheme” is defined in section 238F(3) of the Pensions Act 2004.

(4)

“the Regulator” is defined in section 318(1) of the Pensions Act 2004.

(5)

S.I. 2016/326, as amended by regulations 3 to 5 of S.I. 2019/906. Regulation 2 of S.I. 2016/326 defines “the agencies” as meaning the Secret Intelligence Service and the Security Service, and defines “GCHQ eligible person” as meaning a person who meets the conditions of eligibility set out in regulation 2A of that instrument.

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