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SCHEDULE 5E+W+SSystems and processes requirement

InvestmentsE+W+S

12.  Whether there are systems and processes—E+W+S

(a)for investing contributions in a timely manner in accordance with the scheme’s investment policy;

(b)for recording investment decisions;

(c)for managing the scheme’s interaction with investment managers, and recording key decisions;

(d)for recording, managing and reviewing the risks associated with investment decisions; and

(e)for informing trustees about questions, decisions and risks relating to investments.

Commencement Information

I1Sch. 5 para. 12 in force at 1.8.2022, see reg. 1(3)