Determination and redetermination of ETII and QHS proportions
8.—(1) Subject to paragraphs (2) and (3), a provider that is an immediate ETII provider or certified heat supplier must, as soon as reasonably practicable—
(a)for each qualifying claim period—
(i)after the end of that period, determine, and
(ii)after a benefit redetermination event occurs, redetermine,
the ETII proportion or (as the case may be) the QHS proportion for that period, and
(b)if it is not a party to a scheme agreement, notify to the higher-tier provider any ETII proportion or QHS proportion determined or redetermined by it under sub-paragraph (a).
(2) Where such a provider receives an ETII certificate, not having previously received any ETII certificate under regulation 18 of the main scheme GB Regulations or the main scheme NI Regulations, as the case may be, then in relation to any qualifying claim period which ends after the certification date of such certificate, the provider must comply with paragraph (1)(a)(i) as soon as reasonably practicable after receiving the ETII certificate.
(3) A provider (P) that is not an immediate ETII provider or certified heat supplier must, for each qualifying claim period, as soon as reasonably practicable after each lower-tier provider has given to P the corresponding notification under paragraph (1)(b)—
(a)determine or redetermine, and
(b)notify to the higher-tier provider that is party to a scheme agreement,
the ETII proportion and the QHS proportion for that period.
(4) In determining or redetermining the ETII proportion or the QHS proportion for a qualifying claim period in accordance with paragraph (3), the provider must rely on the notifications given to it by lower-tier providers as to their ETII proportions or QHS proportions for that period.
(5) If the Secretary of State considers that a provider’s determination of an ETII proportion or a QHS proportion (a “relevant proportion”) is not in conformity with the requirements of these Regulations, the Secretary of State may determine the relevant proportion by giving notice of such determination to—
(a)the provider that determined the relevant proportion, and
(b)the certified ETII operator or (if it is not that provider) certified heat supplier, as the case may be, by reference to which the relevant proportion was determined
(each an “affected person”).
(6) Before making a determination under paragraph (5) the Secretary of State must—
(a)give notice to each affected person—
(i)setting out the provider’s determination;
(ii)setting out the reasons for which the Secretary of State proposes to make a determination;
(iii)setting out the determination which the Secretary of State proposes to make;
(iv)inviting any affected person to make representations in respect of the proposal by a time specified in the notice;
(b)consider any representations made by any affected person by that time.
(7) Where the Secretary of State makes a determination under paragraph (5), these Regulations apply, in relation to the contract between the affected persons, on the basis of the determination made by the Secretary of State, and the provider must comply with that determination.
(8) For the purposes of this regulation, there is a “benefit redetermination event” in relation to a provider and a qualifying claim period where, after the provider has determined or redetermined (under paragraph (1)(a)(i) or (3)) and, where applicable, notified to a higher-level provider the ETII proportion or the QHS proportion for that qualifying claim period, any of the following occurs—
(a)the provider receives an ETII certificate or QHS certificate relating to a person (and heat network, in the case of a QHS certificate) that was not previously counted as a certified ETII operator, or certified heat supplier in relation to that heat network, in determining such ETII proportion or QHS proportion, and the certification date of such certificate is earlier than the end of the qualifying claim period,
(b)the provider is notified that the ETII certificate or QHS certificate has been revoked with effect from a date before the end of the qualifying claim period,
(c)the provider corrects an error in the determination of such ETII proportion or QHS proportion,
(d)the Secretary of State determines such ETII proportion or QHS proportion under paragraph (5), or
(e)the provider is notified by a lower-tier provider of any redetermination of an ETII proportion or QHS proportion in respect of that qualifying claim period.