SCHEDULE 1Documents
Construction control planI12
A construction control plan must set out—
a
the strategies, policies and procedures the client has adopted for planning, managing and monitoring the HRB work, a stage of HRB work or work to existing HRB so as to ensure compliance with—
i
the applicable requirements of the building regulations and to record evidence of that compliance including describing the arrangements the client has adopted to maintain the golden thread information;
ii
the duties in Chapter 4 (duties of dutyholders) of Part 2A of the 2010 Regulations;
b
the strategies, policies and procedures the client has adopted to identify, assess and keep under review the competence of the persons carrying out the HRB work, a stage of HRB work or work to existing HRB or involved in the design of the higher-risk building or design of the building work to the higher-risk building, including the procedures to be followed—
i
to determine whether a serious sanction (as defined in regulation 11E of the 2010 Regulations) has occurred in relation to a person to be appointed;
ii
to consider any past behaviour in relation to any serious sanction which might call into question the suitability of a person to be appointed;
iii
if a person in relation to which a serious sanction has occurred is appointed, to prevent a repeat of the behaviour;
c
the strategies, policies and procedures the client has adopted to support co-operation between designers, contractors and any other persons involved in the HRB work, a stage of HRB work or work to existing HRB, including the sharing of all necessary information;
d
a schedule of each appointment which has been made as at the date of the application, giving the name of—
i
the person who the client has appointed as the principal contractor (or sole contractor);
ii
the person who the client has appointed as the principal designer (or sole or lead designer);
iii
any other person (excluding individuals except where they are a sole trader) the client has appointed to work on the project;
iv
any person (excluding individuals except where they are a sole trader) the principal contractor (or sole contractor) has appointed to work on the project, and
v
any person (excluding individuals except where they are a sole trader) the principal designer (or sole or lead designer) has appointed to work on the project,
and a summary of their responsibilities;
e
the policies the client has adopted to review the construction control plan.