SCHEDULE 1Documents

Construction control planI12

A construction control plan must set out—

a

the strategies, policies and procedures the client has adopted for planning, managing and monitoring the HRB work, a stage of HRB work or work to existing HRB so as to ensure compliance with—

i

the applicable requirements of the building regulations and to record evidence of that compliance including describing the arrangements the client has adopted to maintain the golden thread information;

ii

the duties in Chapter 4 (duties of dutyholders) of Part 2A of the 2010 Regulations;

b

the strategies, policies and procedures the client has adopted to identify, assess and keep under review the competence of the persons carrying out the HRB work, a stage of HRB work or work to existing HRB or involved in the design of the higher-risk building or design of the building work to the higher-risk building, including the procedures to be followed—

i

to determine whether a serious sanction (as defined in regulation 11E of the 2010 Regulations) has occurred in relation to a person to be appointed;

ii

to consider any past behaviour in relation to any serious sanction which might call into question the suitability of a person to be appointed;

iii

if a person in relation to which a serious sanction has occurred is appointed, to prevent a repeat of the behaviour;

c

the strategies, policies and procedures the client has adopted to support co-operation between designers, contractors and any other persons involved in the HRB work, a stage of HRB work or work to existing HRB, including the sharing of all necessary information;

d

a schedule of each appointment which has been made as at the date of the application, giving the name of—

i

the person who the client has appointed as the principal contractor (or sole contractor);

ii

the person who the client has appointed as the principal designer (or sole or lead designer);

iii

any other person (excluding individuals except where they are a sole trader) the client has appointed to work on the project;

iv

any person (excluding individuals except where they are a sole trader) the principal contractor (or sole contractor) has appointed to work on the project, and

v

any person (excluding individuals except where they are a sole trader) the principal designer (or sole or lead designer) has appointed to work on the project,

and a summary of their responsibilities;

e

the policies the client has adopted to review the construction control plan.