SCHEDULE 1E+WDocuments

Construction control planE+W

2.  A construction control plan must set out—

(a)the strategies, policies and procedures the client has adopted for planning, managing and monitoring the HRB work, a stage of HRB work or work to existing HRB so as to ensure compliance with—

(i)the applicable requirements of the building regulations and to record evidence of that compliance including describing the arrangements the client has adopted to maintain the golden thread information;

(ii)the duties in Chapter 4 (duties of dutyholders) of Part 2A of the 2010 Regulations;

(b)the strategies, policies and procedures the client has adopted to identify, assess and keep under review the competence of the persons carrying out the HRB work, a stage of HRB work or work to existing HRB or involved in the design of the higher-risk building or design of the building work to the higher-risk building, including the procedures to be followed—

(i)to determine whether a serious sanction (as defined in regulation 11E of the 2010 Regulations) has occurred in relation to a person to be appointed;

(ii)to consider any past behaviour in relation to any serious sanction which might call into question the suitability of a person to be appointed;

(iii)if a person in relation to which a serious sanction has occurred is appointed, to prevent a repeat of the behaviour;

(c)the strategies, policies and procedures the client has adopted to support co-operation between designers, contractors and any other persons involved in the HRB work, a stage of HRB work or work to existing HRB, including the sharing of all necessary information;

(d)a schedule of each appointment which has been made as at the date of the application, giving the name of—

(i)the person who the client has appointed as the principal contractor (or sole contractor);

(ii)the person who the client has appointed as the principal designer (or sole or lead designer);

(iii)any other person (excluding individuals except where they are a sole trader) the client has appointed to work on the project;

(iv)any person (excluding individuals except where they are a sole trader) the principal contractor (or sole contractor) has appointed to work on the project, and

(v)any person (excluding individuals except where they are a sole trader) the principal designer (or sole or lead designer) has appointed to work on the project,

and a summary of their responsibilities;

(e)the policies the client has adopted to review the construction control plan.

Commencement Information

I1Sch. 1 para. 2 in force at 1.10.2023, see reg. 1(1)