PART 8Monitoring, disciplinary measures and procedures
Interpretation of Part 835.
In this Part—
“regulated person” means a person who is not an authorised person and is—
(a)
an original lender,
(b)
an originator,
(c)
a person engaged in the activity specified in regulation 4(1)(b),
(d)
a sponsor,
(e)
an SSPE,
(f)
a third party verifier, or
(g)
a securitisation repository;
“a regulator” means the FCA or the PRA;
“relevant requirement” means a requirement imposed—
(a)
by designated activity rules made by virtue of regulation 5,
(b)
by a direction under section 71O of FSMA 2000 given by virtue of regulation 6,
(c)
F1by regulation 8A (restriction on establishment of an SSPE),
(d)
by or under Part 4 (simple, transparent and standardised securitisations), Part 5 (securitisation repositories) or Part 6 (registration of third party verifying STS compliance),
(e)
by regulation 38 in a case where the temporary prohibition was imposed by the FCA, or
(f)
by the FCA under any other provision of these Regulations or under a provision of FSMA 2000 applied by these Regulations.