The Data Reporting Services Regulations 2024
PART 1Introductory Provisions
1Citation, commencement and extent
2Interpretation
PART 2Authorisation of Data Reporting Services
3Prohibition on the provision of a data reporting service
4Register of data reporting service providers
5Application for authorisation to provide a data reporting service
6Direction to tender
7Verification of compliance
8Conditions for authorisation to provide a data reporting service
9Determination of an application for authorisation to provide a data reporting service
10Cancellation of an authorisation to provide a data reporting service
11Variation of an authorisation to provide data reporting services
PART 3Administration and enforcement
CHAPTER 1The FCA
Functions of the FCA
12Consulting the Bank of England
13Restrictions on authorisation to carry on data reporting services
14Breach of the prohibition on the provision of a data reporting service
CHAPTER 2Application of FSMA 2000 for the purposes of the Regulations
15FCA’s general duties
16Supervision, monitoring and enforcement
17Application of Part 9 of FSMA 2000 (hearings and appeals)
18Application of Part 11 of FSMA 2000 (information gathering and investigations)
19Disciplinary measures
20Information given by an auditor
21Restrictions on disclosure of information
22Application of Part 25 of FSMA 2000 (injunctions and restitution)
23Application of Part 26 of FSMA 2000 (notices)
24Application of Part 27 of FSMA 2000 (offences)
25Application of section 413 of FSMA 2000 (protected items)
26Application of section 415AA of FSMA 2000 (application of powers to formerly authorised persons)
27FCA: penalties, fees and exemption from liability in damages
CHAPTER 3Application of secondary legislation for the purposes of the Regulations
28Service of notices
29Disclosure of confidential information
30Communications by auditors
PART 4Amendment of primary and secondary legislation
31Amendment of FSMA 2000
32Amendment of the Financial Services and Markets Act 2000 (Recognition requirements for Investment Exchanges, Clearing Houses and Central Securities Depositaries) Regulations 2001
33Amendment of the Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) Order 2014
34Amendment of the Public Interest Disclosure (Prescribed Persons) Order 2014
35Amendment of the Public Interest Disclosure (Prescribed Persons) Order (Northern Ireland) 1999
PART 5Amendment of assimilated legislation
36Amendment of the markets in financial instruments regulation
37Amendment of Commission Delegated Regulation (EU) 2017/565
PART 6Transitional and saving provision
38The register
39Authorisation and verification under the 2017 Regulations
40Undetermined applications
41References to the Tribunal
42Administration and determinations
43In this Part, reference to a final determination made in...

2024 No. 107

Financial Services And Markets

The Data Reporting Services Regulations 2024

Made

Coming into force in accordance with regulation 1

The Treasury make the following Regulations in exercise of the powers conferred by sections 4(1), 83(1) and (2), 84(2) and 86(5) and (6) of the Financial Services and Markets Act 20231.

A draft of these Regulations was laid before Parliament and approved by a resolution of each House of Parliament in accordance with sections 4(9), 83(3) and 84(3) of that Act.